# The Lind Partners, LLC

> The Lind Partners, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 11, 2026.

- CRD: 290338
- Filed as: THE LIND PARTNERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: May 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/290338
- AdvisorCensus page: https://advisorcensus.com/firm/the-lind-partners-llc-new-york-ny-290338

## Quick answers

**How is The Lind Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), The Lind Partners, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**How much does The Lind Partners, LLC charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 0.75% to 1.75% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is The Lind Partners, LLC located?**
The Lind Partners, LLC's principal office is in New York, NY, according to its Form ADV.

**Is The Lind Partners, LLC registered with the SEC or a state?**
The Lind Partners, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 290338.

**How much does The Lind Partners, LLC manage?**
The Lind Partners, LLC reports $153,067,022 in regulatory assets under management in its Form ADV filing dated May 11, 2026 (100% discretionary).

**How have The Lind Partners, LLC's assets and staff changed since 2021?**
In the Form ADV data for The Lind Partners, LLC: Regulatory assets under management: $182,127,192 in the October 2023 data and $153,067,022 in the October 2026 data, down 16%. Total employees: 10 in October 2023 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Lind Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).

**Does The Lind Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/290338

**What changed in The Lind Partners, LLC's recent Form ADV filings?**
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: 0.75% to 1.75% a year (a range, as the brochure states it)

> The Fund pays to the Adviser or to the General Partner an annual Management Fee, quarterly in advance, that ranges from .75% to 1.75% per annum of the aggregate capital commitments of the Investors.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $153,067,022
- Discretionary: $153,067,022
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $153,067,022 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 9 total, 6 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- thelindpartners.com
- LinkedIn @the-lind-partners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | March 31, 2021 |
| October 2022 | Not reported | Not reported | September 19, 2022 |
| October 2023 | $182,127,192 | 10 | September 26, 2023 |
| October 2024 | $190,273,831 | 9 | March 29, 2024 |
| October 2025 | $165,396,120 | 9 | April 29, 2025 |
| October 2026 | $153,067,022 | 9 | May 11, 2026 |

Regulatory assets under management: $182,127,192 in the October 2023 data and $153,067,022 in the October 2026 data, down 16%.
Total employees: 10 in October 2023 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Lind Partners, LLC (CRD 290338): Form ADV filing data as of October 2026.