# The LAM Group, Inc.

> The LAM Group, Inc. is an SEC-registered investment advisory firm in Lake Oswego, OR, registered since 2004, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 23, 2026.

- CRD: 128055
- Filed as: THE LAM GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lake Oswego, OR
- Filing period: October 2026
- Form ADV filing dated: February 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/128055
- AdvisorCensus page: https://advisorcensus.com/firm/the-lam-group-inc-lake-oswego-or-128055

## Quick answers

**How is The LAM Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), The LAM Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is The LAM Group, Inc. located?**
The LAM Group, Inc.'s principal office is in Lake Oswego, OR, according to its Form ADV.

**Is The LAM Group, Inc. registered with the SEC or a state?**
The LAM Group, Inc. is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 128055.

**How much does The LAM Group, Inc. manage?**
The LAM Group, Inc. reports $507,399,802 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (82% discretionary).

**How have The LAM Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for The LAM Group, Inc.: Regulatory assets under management: $327,495,749 in the October 2021 data and $507,399,802 in the October 2026 data, up 55%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The LAM Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (54); charitable organizations (19); pension and profit sharing plans (but not the plan participants or government pension plans) (7).

**Which custodians does The LAM Group, Inc. use?**
The LAM Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Institutional as custodians holding 10% or more of its separately managed account assets.

**Does The LAM Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128055

**What changed in The LAM Group, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $388,270,885 to $507,399,802 (+31%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Institutional

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $507,399,802
- Discretionary: $415,762,966
- Non-discretionary: $91,636,836

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $719,958 |
| High net worth individuals | 54 | $485,820,393 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $16,608,261 |
| Charitable organizations | 19 | $4,251,190 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2004 (22 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NJ, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- thelamgroup.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $327,495,749 | 2 | February 19, 2021 |
| October 2022 | $378,913,748 | 2 | March 14, 2022 |
| October 2023 | $323,241,095 | 2 | January 31, 2023 |
| October 2024 | $355,866,593 | 2 | August 5, 2024 |
| October 2025 | $388,270,885 | 2 | March 25, 2025 |
| October 2026 | $507,399,802 | 2 | February 23, 2026 |

Regulatory assets under management: $327,495,749 in the October 2021 data and $507,399,802 in the October 2026 data, up 55%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $388,270,885 to $507,399,802 (+31%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The LAM Group, Inc. (CRD 128055): Form ADV filing data as of October 2026.