{
  "crd_number": 128055,
  "slug": "the-lam-group-inc-lake-oswego-or-128055",
  "primary_business_name": "THE LAM GROUP, INC.",
  "legal_name": "THE LAM GROUP, INC.",
  "dbas": [],
  "city": "Lake Oswego",
  "state": "OR",
  "country": "United States",
  "cbsa_code": "38900",
  "metro": {
    "cbsa_code": "38900",
    "common_name": "Portland",
    "msa_name": "Portland-Vancouver-Hillsboro, OR-WA",
    "path": "/advisors/or/portland"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2004-01-02",
  "years_registered": 22,
  "period": "2026-10-01",
  "filing_date": "2026-02-23",
  "carried_forward": false,
  "raum_total": 507399802.0,
  "raum_discretionary": 415762966.0,
  "raum_non_discretionary": 91636836.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 4251190.0,
      "count": 19
    },
    "individuals": {
      "raum": 719958.0,
      "count": null,
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 16608261.0,
      "count": 7
    },
    "high_net_worth_individuals": {
      "raum": 485820393.0,
      "count": 54
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "NJ",
    "OR",
    "TX",
    "WA"
  ],
  "websites": [
    "https://thelamgroup.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/128055",
  "city_as_filed": "LAKE OSWEGO",
  "url": "https://advisorcensus.com/firm/the-lam-group-inc-lake-oswego-or-128055",
  "display_name": "The LAM Group, Inc.",
  "summary": "The LAM Group, Inc. is an SEC-registered investment advisory firm in Lake Oswego, OR, registered since 2004, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 23, 2026.",
  "citation": "AdvisorCensus. The LAM Group, Inc. (CRD 128055): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is The LAM Group, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), The LAM Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is The LAM Group, Inc. located?",
      "a": "The LAM Group, Inc.'s principal office is in Lake Oswego, OR, according to its Form ADV."
    },
    {
      "q": "Is The LAM Group, Inc. registered with the SEC or a state?",
      "a": "The LAM Group, Inc. is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 128055."
    },
    {
      "q": "How much does The LAM Group, Inc. manage?",
      "a": "The LAM Group, Inc. reports $507,399,802 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (82% discretionary)."
    },
    {
      "q": "How have The LAM Group, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for The LAM Group, Inc.: Regulatory assets under management: $327,495,749 in the October 2021 data and $507,399,802 in the October 2026 data, up 55%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does The LAM Group, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (54); charitable organizations (19); pension and profit sharing plans (but not the plan participants or government pension plans) (7)."
    },
    {
      "q": "Which custodians does The LAM Group, Inc. use?",
      "a": "The LAM Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Institutional as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does The LAM Group, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128055"
    },
    {
      "q": "What changed in The LAM Group, Inc.'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $388,270,885 to $507,399,802 (+31%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 327495749.0,
      "total_employees": 2,
      "filing_date": "2021-02-19"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 378913748.0,
      "total_employees": 2,
      "filing_date": "2022-03-14"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 323241095.0,
      "total_employees": 2,
      "filing_date": "2023-01-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 355866593.0,
      "total_employees": 2,
      "filing_date": "2024-08-05"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 388270885.0,
      "total_employees": 2,
      "filing_date": "2025-03-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 507399802.0,
      "total_employees": 2,
      "filing_date": "2026-02-23"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $388,270,885 to $507,399,802 (+31%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Institutional",
      "name_as_filed": "FIDELITY INSTITUTIONAL",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/the-lam-group-inc-lake-oswego-or-128055.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": null,
      "fewer_than_5": true,
      "raum": 719958.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 54,
      "fewer_than_5": false,
      "raum": 485820393.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 7,
      "fewer_than_5": false,
      "raum": 16608261.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 19,
      "fewer_than_5": false,
      "raum": 4251190.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/128055",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}