# The J R Baker Group

> The J R Baker Group is a state-registered investment advisory firm in Buellton, CA, registered since 2017, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 132931
- Filed as: THE J R BAKER GROUP
- Legal name: The J R Baker Group LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Buellton, CA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/132931
- AdvisorCensus page: https://advisorcensus.com/firm/the-j-r-baker-group-buellton-ca-132931

## Quick answers

**How is The J R Baker Group compensated?**
On its Form ADV (Item 5.E, October 2026), The J R Baker Group reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is The J R Baker Group located?**
The J R Baker Group's principal office is in Buellton, CA, according to its Form ADV.

**Is The J R Baker Group registered with the SEC or a state?**
The J R Baker Group is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 132931.

**How much does The J R Baker Group manage?**
The J R Baker Group reports $33,479,267 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does The J R Baker Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (36); high net worth individuals (7).

**Does The J R Baker Group report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(1)(c) (regulator's civil action dismissed under a settlement). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/132931

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $33,479,267
- Discretionary: $33,479,267
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 36 | $9,950,917 |
| High net worth individuals | 7 | $16,642,540 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $305,314 |
| Charitable organizations | Fewer than 5 | $6,580,496 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.H(1)(c): Has a domestic or foreign court ever dismissed, under a settlement agreement, an investment-related civil action brought against the firm or an advisory affiliate by a state or foreign financial regulator?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/132931

### Websites listed on Form ADV (Item 1.I)
- jrbakergroup.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The J R Baker Group (CRD 132931): Form ADV filing data as of October 2026.