{ "crd_number": 19608, "slug": "the-investment-counsel-company-las-vegas-nv-19608", "primary_business_name": "THE INVESTMENT COUNSEL COMPANY", "legal_name": "THE INVESTMENT COUNSEL COMPANY OF NEVADA", "dbas": [], "city": "Las Vegas", "state": "NV", "country": "United States", "cbsa_code": "29820", "metro": { "cbsa_code": "29820", "common_name": "Las Vegas", "msa_name": "Las Vegas-Henderson-North Las Vegas, NV", "path": "/advisors/nv/las-vegas" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1988-08-05", "years_registered": 38, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 2181261991.0, "raum_discretionary": 1492381670.0, "raum_non_discretionary": 688880321.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 11, "advisory_employees": 11, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 26426747.0, "count": null, "fewer_than_5": true }, "individuals": { "raum": 5784770.0, "count": 17 }, "pension_profit_sharing": { "raum": 46238861.0, "count": 9 }, "high_net_worth_individuals": { "raum": 2093888449.0, "count": 384 }, "corporations_other_businesses": { "raum": 8923164.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "FL", "ID", "LA", "NV", "OR", "TX", "UT", "WA" ], "websites": [ "https://iccnv.com", "https://linkedin.com/company/the-investment-counsel-company-of-nevada", "https://linkedin.com/in/randy-garcia-cima%C2%AE-aifa%C2%AE-a4299724" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/19608", "city_as_filed": "LAS VEGAS", "url": "https://advisorcensus.com/firm/the-investment-counsel-company-las-vegas-nv-19608", "display_name": "The Investment Counsel Company", "summary": "The Investment Counsel Company is an SEC-registered investment advisory firm in Las Vegas, NV, registered since 1988, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. The Investment Counsel Company (CRD 19608): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is The Investment Counsel Company compensated?", "a": "On its Form ADV (Item 5.E, October 2026), The Investment Counsel Company reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is The Investment Counsel Company located?", "a": "The Investment Counsel Company's principal office is in Las Vegas, NV, according to its Form ADV." }, { "q": "Is The Investment Counsel Company registered with the SEC or a state?", "a": "The Investment Counsel Company is an SEC-registered investment advisory firm, registered since 1988. Status as filed: Approved. CRD 19608." }, { "q": "How much does The Investment Counsel Company manage?", "a": "The Investment Counsel Company reports $2,181,261,991 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (68% discretionary)." }, { "q": "How have The Investment Counsel Company's assets and staff changed since 2021?", "a": "In the Form ADV data for The Investment Counsel Company: Regulatory assets under management: $1,163,072,552 in the October 2021 data and $2,181,261,991 in the October 2026 data, up 88%. Total employees: 13 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does The Investment Counsel Company serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (384); individuals (other than high net worth individuals) (17); pension and profit sharing plans (but not the plan participants or government pension plans) (9)." }, { "q": "Which custodians does The Investment Counsel Company use?", "a": "The Investment Counsel Company's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does The Investment Counsel Company report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/19608" }, { "q": "What changed in The Investment Counsel Company's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 9 to 11. Regulatory assets under management went from $1,838,311,006 to $2,181,261,991 (+19%). Registered or notice-filed in AZ, FL, WA." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1163072552.0, "total_employees": 13, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1337290200.0, "total_employees": 17, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1180739616.0, "total_employees": 18, "filing_date": "2023-09-18" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1640536319.0, "total_employees": 11, "filing_date": "2024-04-02" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1838311006.0, "total_employees": 15, "filing_date": "2025-04-01" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2181261991.0, "total_employees": 11, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 9 to 11.", "Regulatory assets under management went from $1,838,311,006 to $2,181,261,991 (+19%).", "Registered or notice-filed in AZ, FL, WA." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/the-investment-counsel-company-las-vegas-nv-19608.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 17, "fewer_than_5": false, "raum": 5784770.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 384, "fewer_than_5": false, "raum": 2093888449.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 9, "fewer_than_5": false, "raum": 46238861.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 26426747.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 8923164.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/19608", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }