{
  "crd_number": 317776,
  "slug": "the-institute-of-financial-wellness-llc-fort-lauderdale-fl-317776",
  "primary_business_name": "THE INSTITUTE OF FINANCIAL WELLNESS, LLC",
  "legal_name": "THE INSTITUTE OF FINANCIAL WELLNESS, LLC",
  "dbas": [],
  "city": "Fort Lauderdale",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-01-10",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2025-02-07",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 7,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "fixed",
    "other"
  ],
  "advisory_activities": [
    "educational_seminars",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CO"
  ],
  "websites": [
    "https://the-ifw.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317776",
  "city_as_filed": "FORT LAUDERDALE",
  "url": "https://advisorcensus.com/firm/the-institute-of-financial-wellness-llc-fort-lauderdale-fl-317776",
  "display_name": "The Institute of Financial Wellness, LLC",
  "summary": "The Institute of Financial Wellness, LLC is an SEC-registered investment advisory firm in Fort Lauderdale, FL, registered since 2022, with no regulatory assets under management reported in its Form ADV filing dated February 7, 2025.",
  "citation": "AdvisorCensus. The Institute of Financial Wellness, LLC (CRD 317776): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is The Institute of Financial Wellness, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), The Institute of Financial Wellness, LLC reports these compensation arrangements: fixed fees (other than subscription fees); other."
    },
    {
      "q": "Where is The Institute of Financial Wellness, LLC located?",
      "a": "The Institute of Financial Wellness, LLC's principal office is in Fort Lauderdale, FL, according to its Form ADV."
    },
    {
      "q": "Is The Institute of Financial Wellness, LLC registered with the SEC or a state?",
      "a": "The Institute of Financial Wellness, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 317776."
    },
    {
      "q": "How have The Institute of Financial Wellness, LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for The Institute of Financial Wellness, LLC: Total employees: 8 in October 2022 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "Does The Institute of Financial Wellness, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317776"
    },
    {
      "q": "Does The Institute of Financial Wellness, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 7, 2025 says: \"IFW provides referral services to retail clients with a minimum of $100,000 of investable assets.\""
    },
    {
      "q": "What changed in The Institute of Financial Wellness, LLC's recent Form ADV filings?",
      "a": "In the January 2026 filing data: No longer registered or notice-filed in CA, CT, FL, GA, IL, MA, MD, MI, MN, NJ, NV, NY, OH, OR, SC, TN, TX, VA, WA, WI."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 8,
      "filing_date": "2022-05-12"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 9,
      "filing_date": "2023-07-12"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 9,
      "filing_date": "2024-08-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 7,
      "filing_date": "2025-02-07"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 7,
      "filing_date": "2025-02-07"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in CA, CT, FL, GA, IL, MA, MD, MI, MN, NJ, NV, NY, OH, OR, SC, TN, TX, VA, WA, WI."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 7, 2025",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$100,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $100,000"
        ],
        "quotes": [
          "IFW provides referral services to retail clients with a minimum of $100,000 of investable assets."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 100000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "IFW provides referral services to retail clients with a minimum of $100,000 of investable assets."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/the-institute-of-financial-wellness-llc-fort-lauderdale-fl-317776.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317776",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}