# The Innes Associates, Ltd.

> The Innes Associates, Ltd. is a state-registered investment advisory firm in Tempe, AZ, registered since 1998, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 24, 2024.

- CRD: 117326
- Filed as: THE INNES ASSOCIATES, LTD.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Tempe, AZ
- Filing period: October 2026
- Form ADV filing dated: April 24, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/117326
- AdvisorCensus page: https://advisorcensus.com/firm/the-innes-associates-ltd-tempe-az-117326

## Quick answers

**How is The Innes Associates, Ltd. compensated?**
On its Form ADV (Item 5.E, October 2026), The Innes Associates, Ltd. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is The Innes Associates, Ltd. located?**
The Innes Associates, Ltd.'s principal office is in Tempe, AZ, according to its Form ADV.

**Is The Innes Associates, Ltd. registered with the SEC or a state?**
The Innes Associates, Ltd. is a state-registered investment advisory firm, registered since 1998. Status as filed: APPROVED. CRD 117326.

**How much does The Innes Associates, Ltd. manage?**
The Innes Associates, Ltd. reports $12,000,000 in regulatory assets under management in its Form ADV filing dated April 24, 2024 (100% discretionary).

**What types of clients does The Innes Associates, Ltd. serve?**
By number of clients on Form ADV Item 5.D: state or municipal government entities (including government pension plans) (30); individuals (other than high net worth individuals) (15).

**Does The Innes Associates, Ltd. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117326

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $12,000,000
- Discretionary: $12,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $2,500,000 |
| State or municipal government entities (including government pension plans) | 30 | $9,500,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 1998 (28 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, ID, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Innes Associates, Ltd. (CRD 117326): Form ADV filing data as of October 2026.