{
  "crd_number": 326421,
  "slug": "the-holland-group-retirement-wealth-advisors-llc-clearwater-fl-326421",
  "primary_business_name": "THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC",
  "legal_name": "THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC",
  "dbas": [],
  "city": "Clearwater",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "45300",
  "metro": {
    "cbsa_code": "45300",
    "common_name": "Tampa",
    "msa_name": "Tampa-St. Petersburg-Clearwater, FL",
    "path": "/advisors/fl/tampa"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-10-24",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-03-18",
  "carried_forward": false,
  "raum_total": 286055234.0,
  "raum_discretionary": 286055234.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 10,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 200893592.0,
      "count": 706
    },
    "pension_profit_sharing": {
      "raum": 3692399.0,
      "count": 11
    },
    "high_net_worth_individuals": {
      "raum": 81468743.0,
      "count": 38
    },
    "corporations_other_businesses": {
      "raum": 500.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 1,
  "states_registered": [
    "FL",
    "GA",
    "TX"
  ],
  "websites": [
    "https://facebook.com/thehollandgrp",
    "https://instagram.com/thehollandgrp",
    "https://linkedin.com/company/the-holland-group-retirement-wealth-advisors",
    "https://thehollandgrp.com",
    "https://x.com/HollandGrp?mx=2",
    "https://youtube.com/channel/UC7_DNpW3oIi9j3rBSyDY31A/featured"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/326421",
  "disclosure_items": [
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "CLEARWATER",
  "url": "https://advisorcensus.com/firm/the-holland-group-retirement-wealth-advisors-llc-clearwater-fl-326421",
  "display_name": "The Holland Group, Retirement Wealth Advisors, LLC",
  "summary": "The Holland Group, Retirement Wealth Advisors, LLC is an SEC-registered investment advisory firm in Clearwater, FL, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.",
  "citation": "AdvisorCensus. The Holland Group, Retirement Wealth Advisors, LLC (CRD 326421): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is The Holland Group, Retirement Wealth Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), The Holland Group, Retirement Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is The Holland Group, Retirement Wealth Advisors, LLC located?",
      "a": "The Holland Group, Retirement Wealth Advisors, LLC's principal office is in Clearwater, FL, according to its Form ADV."
    },
    {
      "q": "Is The Holland Group, Retirement Wealth Advisors, LLC registered with the SEC or a state?",
      "a": "The Holland Group, Retirement Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326421."
    },
    {
      "q": "How much does The Holland Group, Retirement Wealth Advisors, LLC manage?",
      "a": "The Holland Group, Retirement Wealth Advisors, LLC reports $286,055,234 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary)."
    },
    {
      "q": "How have The Holland Group, Retirement Wealth Advisors, LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for The Holland Group, Retirement Wealth Advisors, LLC: Regulatory assets under management: $100,205,898 in the October 2024 data and $286,055,234 in the October 2026 data, up 185%. Total employees: 9 in October 2024 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does The Holland Group, Retirement Wealth Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (706); high net worth individuals (38); pension and profit sharing plans (but not the plan participants or government pension plans) (11)."
    },
    {
      "q": "Which custodians does The Holland Group, Retirement Wealth Advisors, LLC use?",
      "a": "The Holland Group, Retirement Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does The Holland Group, Retirement Wealth Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326421"
    },
    {
      "q": "Does The Holland Group, Retirement Wealth Advisors, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 18, 2026 says: \"Our minimum account size requirement is $100,000.\""
    },
    {
      "q": "What changed in The Holland Group, Retirement Wealth Advisors, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $215,212,800 to $286,055,234 (+33%)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 100205898.0,
      "total_employees": 9,
      "filing_date": "2024-06-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 215212800.0,
      "total_employees": 10,
      "filing_date": "2025-04-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 286055234.0,
      "total_employees": 10,
      "filing_date": "2026-03-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $215,212,800 to $286,055,234 (+33%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 18, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$100,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $100,000"
        ],
        "quotes": [
          "Our minimum account size requirement is $100,000."
        ]
      }
    ],
    "quotes": [
      "Our minimum account size requirement is $100,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/the-holland-group-retirement-wealth-advisors-llc-clearwater-fl-326421.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 706,
      "fewer_than_5": false,
      "raum": 200893592.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 38,
      "fewer_than_5": false,
      "raum": 81468743.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 3692399.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 500.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/326421",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}