# The Helix Financial Group

> The Helix Financial Group is a state-registered investment advisory firm in Carrolltron, TX, registered since 2009, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 147803
- Filed as: THE HELIX FINANCIAL GROUP
- Legal name: The Helix Financial Group, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Carrolltron, TX
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/147803
- AdvisorCensus page: https://advisorcensus.com/firm/the-helix-financial-group-carrolltron-tx-147803

## Quick answers

**How is The Helix Financial Group compensated?**
On its Form ADV (Item 5.E, October 2026), The Helix Financial Group reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is The Helix Financial Group located?**
The Helix Financial Group's principal office is in Carrolltron, TX, according to its Form ADV.

**Is The Helix Financial Group registered with the SEC or a state?**
The Helix Financial Group is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 147803.

**How much does The Helix Financial Group manage?**
The Helix Financial Group reports $106,775,900 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (0% discretionary).

**What types of clients does The Helix Financial Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (220); high net worth individuals (15); corporations or other businesses not listed above (5).

**Does The Helix Financial Group report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/147803

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $106,775,900
- Discretionary: $0
- Non-discretionary: $106,775,900

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 220 | $93,445,400 |
| High net worth individuals | 15 | $13,075,500 |
| Corporations or other businesses not listed above | 5 | $255,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2009 (17 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/147803

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Helix Financial Group (CRD 147803): Form ADV filing data as of October 2026.