# The Gleason Group, Inc.

> The Gleason Group, Inc. is an SEC-registered investment advisory firm in Prospect, KY, registered since 2015, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 15, 2026.

- CRD: 175104
- Filed as: THE GLEASON GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Prospect, KY
- Filing period: October 2026
- Form ADV filing dated: June 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/175104
- AdvisorCensus page: https://advisorcensus.com/firm/the-gleason-group-inc-prospect-ky-175104

## Quick answers

**How is The Gleason Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), The Gleason Group, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is The Gleason Group, Inc. located?**
The Gleason Group, Inc.'s principal office is in Prospect, KY, according to its Form ADV.

**Is The Gleason Group, Inc. registered with the SEC or a state?**
The Gleason Group, Inc. is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 175104.

**How much does The Gleason Group, Inc. manage?**
The Gleason Group, Inc. reports $1,608,980,758 in regulatory assets under management in its Form ADV filing dated June 15, 2026 (98% discretionary).

**How have The Gleason Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for The Gleason Group, Inc.: Regulatory assets under management: $489,278,578 in the October 2021 data and $1,608,980,758 in the October 2026 data, up 229%. Total employees: 9 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Gleason Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (136); individuals (other than high net worth individuals) (126); pension and profit sharing plans (but not the plan participants or government pension plans) (10).

**Which custodians does The Gleason Group, Inc. use?**
The Gleason Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does The Gleason Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/175104

**What changed in The Gleason Group, Inc.'s recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,608,980,758
- Discretionary: $1,570,437,335
- Non-discretionary: $38,543,423

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 126 | $46,687,658 |
| High net worth individuals | 136 | $1,526,978,195 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 10 | $26,446,154 |
| Corporations or other businesses not listed above | 4 | $8,868,751 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (11 years)
- Employees: 11 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, HI, IL, IN, KY, OH, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gleason-group.net
- Facebook @GLEASONGROUP
- Instagram @GLEASONGROUP
- LinkedIn @THE-GLEASON-GROUP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $489,278,578 | 9 | March 29, 2021 |
| October 2022 | $797,157,297 | 9 | March 16, 2022 |
| October 2023 | $615,814,747 | 9 | September 8, 2023 |
| October 2024 | $785,409,717 | 9 | August 7, 2024 |
| October 2025 | $973,859,957 | 9 | March 12, 2025 |
| October 2026 | $1,608,980,758 | 11 | June 15, 2026 |

Regulatory assets under management: $489,278,578 in the October 2021 data and $1,608,980,758 in the October 2026 data, up 229%.
Total employees: 9 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $973,859,957 to $1,608,980,758 (+65%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Gleason Group, Inc. (CRD 175104): Form ADV filing data as of October 2026.