{
  "crd_number": 175104,
  "slug": "the-gleason-group-inc-prospect-ky-175104",
  "primary_business_name": "THE GLEASON GROUP, INC.",
  "legal_name": "THE GLEASON GROUP, INC.",
  "dbas": [],
  "city": "Prospect",
  "state": "KY",
  "country": "United States",
  "cbsa_code": "31140",
  "metro": {
    "cbsa_code": "31140",
    "common_name": "Louisville",
    "msa_name": "Louisville/Jefferson County, KY-IN",
    "path": "/advisors/ky/louisville"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2015-05-05",
  "years_registered": 11,
  "period": "2026-10-01",
  "filing_date": "2026-06-15",
  "carried_forward": false,
  "raum_total": 1608980758.0,
  "raum_discretionary": 1570437335.0,
  "raum_non_discretionary": 38543423.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 11,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 46687658.0,
      "count": 126
    },
    "pension_profit_sharing": {
      "raum": 26446154.0,
      "count": 10
    },
    "high_net_worth_individuals": {
      "raum": 1526978195.0,
      "count": 136
    },
    "corporations_other_businesses": {
      "raum": 8868751.0,
      "count": 4
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "HI",
    "IL",
    "IN",
    "KY",
    "OH",
    "TN",
    "TX"
  ],
  "websites": [
    "https://facebook.com/GLEASONGROUP",
    "https://gleason-group.net",
    "https://instagram.com/GLEASONGROUP",
    "https://linkedin.com/COMPANY/THE-GLEASON-GROUP"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/175104",
  "city_as_filed": "PROSPECT",
  "url": "https://advisorcensus.com/firm/the-gleason-group-inc-prospect-ky-175104",
  "display_name": "The Gleason Group, Inc.",
  "summary": "The Gleason Group, Inc. is an SEC-registered investment advisory firm in Prospect, KY, registered since 2015, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 15, 2026.",
  "citation": "AdvisorCensus. The Gleason Group, Inc. (CRD 175104): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is The Gleason Group, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), The Gleason Group, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is The Gleason Group, Inc. located?",
      "a": "The Gleason Group, Inc.'s principal office is in Prospect, KY, according to its Form ADV."
    },
    {
      "q": "Is The Gleason Group, Inc. registered with the SEC or a state?",
      "a": "The Gleason Group, Inc. is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 175104."
    },
    {
      "q": "How much does The Gleason Group, Inc. manage?",
      "a": "The Gleason Group, Inc. reports $1,608,980,758 in regulatory assets under management in its Form ADV filing dated June 15, 2026 (98% discretionary)."
    },
    {
      "q": "How have The Gleason Group, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for The Gleason Group, Inc.: Regulatory assets under management: $489,278,578 in the October 2021 data and $1,608,980,758 in the October 2026 data, up 229%. Total employees: 9 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does The Gleason Group, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (136); individuals (other than high net worth individuals) (126); pension and profit sharing plans (but not the plan participants or government pension plans) (10)."
    },
    {
      "q": "Which custodians does The Gleason Group, Inc. use?",
      "a": "The Gleason Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does The Gleason Group, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/175104"
    },
    {
      "q": "What changed in The Gleason Group, Inc.'s recent Form ADV filings?",
      "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 489278578.0,
      "total_employees": 9,
      "filing_date": "2021-03-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 797157297.0,
      "total_employees": 9,
      "filing_date": "2022-03-16"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 615814747.0,
      "total_employees": 9,
      "filing_date": "2023-09-08"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 785409717.0,
      "total_employees": 9,
      "filing_date": "2024-08-07"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 973859957.0,
      "total_employees": 9,
      "filing_date": "2025-03-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1608980758.0,
      "total_employees": 11,
      "filing_date": "2026-06-15"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $973,859,957 to $1,608,980,758 (+65%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/the-gleason-group-inc-prospect-ky-175104.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 126,
      "fewer_than_5": false,
      "raum": 46687658.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 136,
      "fewer_than_5": false,
      "raum": 1526978195.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 10,
      "fewer_than_5": false,
      "raum": 26446154.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 4,
      "fewer_than_5": false,
      "raum": 8868751.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/175104",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}