# The Genwealth Group, Inc.

> The Genwealth Group, Inc. is an SEC-registered investment advisory firm in Maplewood, NJ, registered since 2010, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 17, 2026.

- CRD: 154569
- Filed as: THE GENWEALTH GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Maplewood, NJ
- Filing period: October 2026
- Form ADV filing dated: August 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/154569
- AdvisorCensus page: https://advisorcensus.com/firm/the-genwealth-group-inc-maplewood-nj-154569

## Quick answers

**How is The Genwealth Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), The Genwealth Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is The Genwealth Group, Inc. located?**
The Genwealth Group, Inc.'s principal office is in Maplewood, NJ, according to its Form ADV.

**Is The Genwealth Group, Inc. registered with the SEC or a state?**
The Genwealth Group, Inc. is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 154569.

**How much does The Genwealth Group, Inc. manage?**
The Genwealth Group, Inc. reports $661,309,882 in regulatory assets under management in its Form ADV filing dated August 17, 2026 (100% discretionary).

**How have The Genwealth Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for The Genwealth Group, Inc.: Regulatory assets under management: $333,900,000 in the October 2021 data and $661,309,882 in the October 2026 data, up 98%. Total employees: 7 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Genwealth Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (179); individuals (other than high net worth individuals) (122).

**Which custodians does The Genwealth Group, Inc. use?**
The Genwealth Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does The Genwealth Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154569

**Does The Genwealth Group, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 29, 2026 says: "In general, we require a minimum of $500,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size."

**What changed in The Genwealth Group, Inc.'s recent Form ADV filings?**
In the September 2026 filing data: Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 29, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> In general, we require a minimum of $500,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $661,309,882
- Discretionary: $661,309,882
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 122 | $67,723,707 |
| High net worth individuals | 179 | $593,586,175 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2010 (15 years)
- Employees: 10 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- thegenwealthgroup.com
- Facebook @thegenwealthgroup
- LinkedIn @THE-GENWEALTH-GROUP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $333,900,000 | 7 | July 30, 2021 |
| October 2022 | $372,452,532 | 7 | March 29, 2022 |
| October 2023 | $355,167,796 | 7 | June 29, 2023 |
| October 2024 | $391,782,941 | 8 | July 12, 2024 |
| October 2025 | $483,883,490 | 8 | March 20, 2025 |
| October 2026 | $661,309,882 | 10 | August 17, 2026 |

Regulatory assets under management: $333,900,000 in the October 2021 data and $661,309,882 in the October 2026 data, up 98%.
Total employees: 7 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Registered or notice-filed in TX.

### April 2026
- Employees performing advisory functions went from 4 to 5.
- Regulatory assets under management went from $483,883,490 to $661,309,882 (+37%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Genwealth Group, Inc. (CRD 154569): Form ADV filing data as of October 2026.