# The Foundry Financial Group, Inc.

> The Foundry Financial Group, Inc. is an SEC-registered investment advisory firm in Laconia, NH, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 20, 2026.

- CRD: 116823
- Filed as: THE FOUNDRY FINANCIAL GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Laconia, NH
- Filing period: October 2026
- Form ADV filing dated: February 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/116823
- AdvisorCensus page: https://advisorcensus.com/firm/the-foundry-financial-group-inc-laconia-nh-116823

## Quick answers

**How is The Foundry Financial Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), The Foundry Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is The Foundry Financial Group, Inc. located?**
The Foundry Financial Group, Inc.'s principal office is in Laconia, NH, according to its Form ADV.

**Is The Foundry Financial Group, Inc. registered with the SEC or a state?**
The Foundry Financial Group, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 116823.

**How much does The Foundry Financial Group, Inc. manage?**
The Foundry Financial Group, Inc. reports $284,214,253 in regulatory assets under management in its Form ADV filing dated February 20, 2026 (99% discretionary).

**How have The Foundry Financial Group, Inc.'s assets and staff changed since 2024?**
In the Form ADV data for The Foundry Financial Group, Inc.: Regulatory assets under management: $198,750,000 in the October 2024 data and $284,214,253 in the October 2026 data, up 43%. Total employees: 9 in October 2024 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Foundry Financial Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (149); high net worth individuals (145); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does The Foundry Financial Group, Inc. use?**
The Foundry Financial Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does The Foundry Financial Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116823

**What changed in The Foundry Financial Group, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $249,999,233 to $284,214,253 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $284,214,253
- Discretionary: $280,911,616
- Non-discretionary: $3,302,637

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 149 | $34,772,116 |
| High net worth individuals | 145 | $240,361,191 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $9,080,946 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 11 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA, NH, NJ, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- foundryadvisors.com
- Facebook @TheFoundryFinancialGroupInc
- Facebook @mfogarty33
- LinkedIn @foundryfinancialgroup
- LinkedIn @daniel-rivet
- LinkedIn @michaelhfogarty
- LinkedIn @sarah--anderson
- X @MFogartyNH

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $198,750,000 | 9 | September 10, 2024 |
| October 2025 | $207,895,358 | 9 | June 3, 2025 |
| October 2026 | $284,214,253 | 11 | February 20, 2026 |

Regulatory assets under management: $198,750,000 in the October 2024 data and $284,214,253 in the October 2026 data, up 43%.
Total employees: 9 in October 2024 and 11 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $249,999,233 to $284,214,253 (+14%).

### January 2026
- Employees performing advisory functions went from 5 to 6.
- Regulatory assets under management went from $207,895,358 to $249,999,233 (+20%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Foundry Financial Group, Inc. (CRD 116823): Form ADV filing data as of October 2026.