{ "crd_number": 116823, "slug": "the-foundry-financial-group-inc-laconia-nh-116823", "primary_business_name": "THE FOUNDRY FINANCIAL GROUP, INC.", "legal_name": "THE FOUNDRY FINANCIAL GROUP, INC.", "dbas": [], "city": "Laconia", "state": "NH", "country": "United States", "cbsa_code": "29060", "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-01-10", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-02-20", "carried_forward": false, "raum_total": 284214253.0, "raum_discretionary": 280911616.0, "raum_non_discretionary": 3302637.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 11, "advisory_employees": 6, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 34772116.0, "count": 149 }, "pension_profit_sharing": { "raum": 9080946.0, "count": 2 }, "high_net_worth_individuals": { "raum": 240361191.0, "count": 145 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "MA", "NH", "NJ", "TX" ], "websites": [ "https://facebook.com/TheFoundryFinancialGroupInc", "https://facebook.com/mfogarty33", "https://foundryadvisors.com", "https://linkedin.com/company/foundryfinancialgroup", "https://linkedin.com/in/daniel-rivet", "https://linkedin.com/in/michaelhfogarty", "https://linkedin.com/in/sarah--anderson", "https://x.com/MFogartyNH" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/116823", "city_as_filed": "LACONIA", "url": "https://advisorcensus.com/firm/the-foundry-financial-group-inc-laconia-nh-116823", "display_name": "The Foundry Financial Group, Inc.", "summary": "The Foundry Financial Group, Inc. is an SEC-registered investment advisory firm in Laconia, NH, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 20, 2026.", "citation": "AdvisorCensus. The Foundry Financial Group, Inc. (CRD 116823): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is The Foundry Financial Group, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), The Foundry Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is The Foundry Financial Group, Inc. located?", "a": "The Foundry Financial Group, Inc.'s principal office is in Laconia, NH, according to its Form ADV." }, { "q": "Is The Foundry Financial Group, Inc. registered with the SEC or a state?", "a": "The Foundry Financial Group, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 116823." }, { "q": "How much does The Foundry Financial Group, Inc. manage?", "a": "The Foundry Financial Group, Inc. reports $284,214,253 in regulatory assets under management in its Form ADV filing dated February 20, 2026 (99% discretionary)." }, { "q": "How have The Foundry Financial Group, Inc.'s assets and staff changed since 2024?", "a": "In the Form ADV data for The Foundry Financial Group, Inc.: Regulatory assets under management: $198,750,000 in the October 2024 data and $284,214,253 in the October 2026 data, up 43%. Total employees: 9 in October 2024 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does The Foundry Financial Group, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (149); high net worth individuals (145); pension and profit sharing plans (but not the plan participants or government pension plans) (2)." }, { "q": "Which custodians does The Foundry Financial Group, Inc. use?", "a": "The Foundry Financial Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does The Foundry Financial Group, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116823" }, { "q": "What changed in The Foundry Financial Group, Inc.'s recent Form ADV filings?", "a": "In the March 2026 filing data: Regulatory assets under management went from $249,999,233 to $284,214,253 (+14%)." } ], "filing_history": [ { "period": "2024-10-01", "regulatory_assets_under_management": 198750000.0, "total_employees": 9, "filing_date": "2024-09-10" }, { "period": "2025-10-01", "regulatory_assets_under_management": 207895358.0, "total_employees": 9, "filing_date": "2025-06-03" }, { "period": "2026-10-01", "regulatory_assets_under_management": 284214253.0, "total_employees": 11, "filing_date": "2026-02-20" } ], "recent_changes": [ { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Regulatory assets under management went from $249,999,233 to $284,214,253 (+14%)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Employees performing advisory functions went from 5 to 6.", "Regulatory assets under management went from $207,895,358 to $249,999,233 (+20%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/the-foundry-financial-group-inc-laconia-nh-116823.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 149, "fewer_than_5": false, "raum": 34772116.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 145, "fewer_than_5": false, "raum": 240361191.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 2, "fewer_than_5": false, "raum": 9080946.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/116823", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }