# The Financial Team, Inc.

> The Financial Team, Inc. is a state-registered investment advisory firm in Carlsbad, CA, registered since 2006, with no regulatory assets under management reported in its Form ADV filing dated February 18, 2026.

- CRD: 141355
- Filed as: THE FINANCIAL TEAM, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Carlsbad, CA
- Filing period: October 2026
- Form ADV filing dated: February 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/141355
- AdvisorCensus page: https://advisorcensus.com/firm/the-financial-team-inc-carlsbad-ca-141355

## Quick answers

**How is The Financial Team, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), The Financial Team, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is The Financial Team, Inc. located?**
The Financial Team, Inc.'s principal office is in Carlsbad, CA, according to its Form ADV.

**Is The Financial Team, Inc. registered with the SEC or a state?**
The Financial Team, Inc. is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 141355.

**Does The Financial Team, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/141355

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other

### Advisory services (Item 5.G)
- Financial planning services
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2006 (19 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- thefinancialteam.com
- Facebook @THEFINANCIALTEAM
- Instagram @THEFINANCIALTEAMCARLSBAD
- LinkedIn @THE-FINANCIAL-TEAM-INC-

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Financial Team, Inc. (CRD 141355): Form ADV filing data as of October 2026.