# The Financial Pharmacist, Inc.

> The Financial Pharmacist, Inc. is a state-registered investment advisory firm, registered since 1998, with no regulatory assets under management reported in its Form ADV filing dated January 17, 2023.

- CRD: 141554
- Filed as: THE FINANCIAL PHARMACIST, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Florida
- Filing period: October 2026
- Form ADV filing dated: January 17, 2023
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/141554
- AdvisorCensus page: https://advisorcensus.com/firm/the-financial-pharmacist-inc-141554

## Quick answers

**How is The Financial Pharmacist, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), The Financial Pharmacist, Inc. reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).

**Is The Financial Pharmacist, Inc. registered with the SEC or a state?**
The Financial Pharmacist, Inc. is a state-registered investment advisory firm, registered since 1998. Status as filed: APPROVED. CRD 141554.

**What types of clients does The Financial Pharmacist, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (20).

**Does The Financial Pharmacist, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/141554

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 20 | $0 |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1998 (28 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- thefinancialpharmacist.com
- Facebook @TheFinancialPharmacist
- LinkedIn @diana-kahn-cfp®-0ba50426

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Financial Pharmacist, Inc. (CRD 141554): Form ADV filing data as of October 2026.