# The Financial Legacy Group

> The Financial Legacy Group is an SEC-registered investment advisory firm in Charlotte, NC, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 27, 2026.

- CRD: 287632
- Filed as: THE FINANCIAL LEGACY GROUP
- Legal name: The Financial Legacy Group, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Charlotte, NC
- Filing period: October 2026
- Form ADV filing dated: January 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/287632
- AdvisorCensus page: https://advisorcensus.com/firm/the-financial-legacy-group-charlotte-nc-287632

## Quick answers

**How is The Financial Legacy Group compensated?**
On its Form ADV (Item 5.E, October 2026), The Financial Legacy Group reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does The Financial Legacy Group charge?**
Its Form ADV Part 2A brochure dated January 27, 2026 states: Hourly rate: $500 an hour (financial planning services); Flat fee: $1,000 to $10,000 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is The Financial Legacy Group located?**
The Financial Legacy Group's principal office is in Charlotte, NC, according to its Form ADV.

**Is The Financial Legacy Group registered with the SEC or a state?**
The Financial Legacy Group is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 287632.

**How much does The Financial Legacy Group manage?**
The Financial Legacy Group reports $107,292,807 in regulatory assets under management in its Form ADV filing dated January 27, 2026 (100% discretionary).

**What types of clients does The Financial Legacy Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (79); high net worth individuals (62); corporations or other businesses not listed above (2).

**Which custodians does The Financial Legacy Group use?**
The Financial Legacy Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does The Financial Legacy Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/287632

**What changed in The Financial Legacy Group's recent Form ADV filings?**
In the March 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 27, 2026)

- Hourly rate: $500 an hour (financial planning services)

> We charge either an hourly or fixed fee for financial planning services. Our hourly fee is $500 and our fixed fee ranges between $1,000 - $10,000.

- Flat fee: $1,000 to $10,000 (financial planning services)

> We charge either an hourly or fixed fee for financial planning services. Our hourly fee is $500 and our fixed fee ranges between $1,000 - $10,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $107,292,807
- Discretionary: $107,292,807
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 79 | $17,652,873 |
| High net worth individuals | 62 | $85,013,894 |
| Charitable organizations | 1 | $214,515 |
| Corporations or other businesses not listed above | 2 | $4,411,525 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2026 (0 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: NC, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- thefinanciallegacygroup.com

## Changes in the filing (last 12 months)

### March 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Financial Legacy Group (CRD 287632): Form ADV filing data as of October 2026.