# The Financial Group

> The Financial Group is a state-registered investment advisory firm in Diamond Bar, CA, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.

- CRD: 169966
- Filed as: THE FINANCIAL GROUP
- Legal name: TFG Investment Management, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Diamond Bar, CA
- Filing period: October 2026
- Form ADV filing dated: March 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/169966
- AdvisorCensus page: https://advisorcensus.com/firm/the-financial-group-diamond-bar-ca-169966

## Quick answers

**How is The Financial Group compensated?**
On its Form ADV (Item 5.E, October 2026), The Financial Group reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is The Financial Group located?**
The Financial Group's principal office is in Diamond Bar, CA, according to its Form ADV.

**Is The Financial Group registered with the SEC or a state?**
The Financial Group is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 169966.

**How much does The Financial Group manage?**
The Financial Group reports $33,664,199 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (100% discretionary).

**What types of clients does The Financial Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (87); high net worth individuals (22).

**Does The Financial Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/169966

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $33,664,199
- Discretionary: $33,664,199
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 87 | $14,540,292 |
| High net worth individuals | 22 | $19,098,926 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $24,981 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2014 (12 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- thefinancialgrouponline.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Financial Group (CRD 169966): Form ADV filing data as of October 2026.