# The Financial Chase LLC

> The Financial Chase LLC is a state-registered investment advisory firm in Phoenix, AZ, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated December 14, 2021.

- CRD: 174512
- Filed as: THE FINANCIAL CHASE LLC
- Legal name: Floyd Financial Services LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Phoenix, AZ
- Filing period: October 2026
- Form ADV filing dated: December 14, 2021
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/174512
- AdvisorCensus page: https://advisorcensus.com/firm/the-financial-chase-llc-phoenix-az-174512

## Quick answers

**How is The Financial Chase LLC compensated?**
On its Form ADV (Item 5.E, October 2026), The Financial Chase LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is The Financial Chase LLC located?**
The Financial Chase LLC's principal office is in Phoenix, AZ, according to its Form ADV.

**Is The Financial Chase LLC registered with the SEC or a state?**
The Financial Chase LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 174512.

**How much does The Financial Chase LLC manage?**
The Financial Chase LLC reports $0 in regulatory assets under management in its Form ADV filing dated December 14, 2021.

**Does The Financial Chase LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/174512

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Financial Chase LLC (CRD 174512): Form ADV filing data as of October 2026.