# The Financial Advisors

> The Financial Advisors is a state-registered investment advisory firm in Tustin, CA, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 135634
- Filed as: THE FINANCIAL ADVISORS
- Legal name: The Financial Planning and Implementation Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Tustin, CA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/135634
- AdvisorCensus page: https://advisorcensus.com/firm/the-financial-advisors-tustin-ca-135634

## Quick answers

**How is The Financial Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), The Financial Advisors reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is The Financial Advisors located?**
The Financial Advisors' principal office is in Tustin, CA, according to its Form ADV.

**Is The Financial Advisors registered with the SEC or a state?**
The Financial Advisors is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 135634.

**How much does The Financial Advisors manage?**
The Financial Advisors reports $68,027,250 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does The Financial Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (23); individuals (other than high net worth individuals) (17); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Does The Financial Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/135634

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $68,027,250
- Discretionary: $68,027,250
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 17 | $6,383,123 |
| High net worth individuals | 23 | $57,641,362 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $4,002,765 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (27 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Financial Advisors (CRD 135634): Form ADV filing data as of October 2026.