# The Fiduciary Alliance

> The Fiduciary Alliance is an SEC-registered investment advisory firm in Greenville, SC, registered since 2016, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 4, 2026.

- CRD: 284924
- Filed as: THE FIDUCIARY ALLIANCE
- Legal name: Fiduciary Alliance LLC
- Also doing business as: ALTUM WEALTH ALLIANCE, BRIDGEWAY WEALTH STRATEGIES, CREATIVE RETIREMENT SOLUTIONS GROUP, LLC, DAVID DUNN WEALTH, LLC, ECHELON FINANCIAL MANAGEMENT, ELM WEALTH ADVISORS, GUARD LEGACY, KINGDOM WEALTH MANAGEMENT, LONGVIEW ADVISORS, MADREN FINANCIAL, MERRIMACK WEALTH MANAGEMENT, MORROW WEALTH ADVISORY GROUP, NORRIS LAKE RETIREMENT PLANNING, LLC, PARALLEL FINANCIAL, PROVEST WEALTH ADVISORS, STELLA MARIS WEALTH, STEPHEN & ASSOCIATES, STEWARDSHIP INVESTMENTS, INC., TRIPLE 7 WEALTH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenville, SC
- Filing period: October 2026
- Form ADV filing dated: September 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/284924
- AdvisorCensus page: https://advisorcensus.com/firm/the-fiduciary-alliance-greenville-sc-284924

## Quick answers

**How is The Fiduciary Alliance compensated?**
On its Form ADV (Item 5.E, October 2026), The Fiduciary Alliance reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.

**How much does The Fiduciary Alliance charge?**
Its Form ADV Part 2A brochure dated February 9, 2026 states: Flat fee: $500 to $40,000 (Financial Planning Fixed Fee); Hourly rate: $350 an hour (financial plans completed on an hourly basis). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is The Fiduciary Alliance located?**
The Fiduciary Alliance's principal office is in Greenville, SC, according to its Form ADV; the October 2026 filing also lists 20 other offices (Schedule D, Section 1.F).

**Is The Fiduciary Alliance registered with the SEC or a state?**
The Fiduciary Alliance is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 284924.

**How much does The Fiduciary Alliance manage?**
The Fiduciary Alliance reports $2,526,238,956 in regulatory assets under management in its Form ADV filing dated September 4, 2026 (98% discretionary).

**How have The Fiduciary Alliance's assets and staff changed since 2021?**
In the Form ADV data for The Fiduciary Alliance: Regulatory assets under management: $301,900,093 in the October 2021 data and $2,526,238,956 in the October 2026 data, up 737%. Total employees: 13 in October 2021 and 76 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Fiduciary Alliance serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (6,356); high net worth individuals (2,388); corporations or other businesses not listed above (168).

**Which custodians does The Fiduciary Alliance use?**
The Fiduciary Alliance's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity as custodians holding 10% or more of its separately managed account assets.

**Does The Fiduciary Alliance report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284924

**Does The Fiduciary Alliance state an account minimum?**
Its Form ADV Part 2A brochure dated February 9, 2026 says: "We do not have a minimum account size requirement."

**What changed in The Fiduciary Alliance's recent Form ADV filings?**
In the October 2026 filing data: No longer lists the business name Widows Financial Harbor. No longer lists the business name Hoppes Wealth. Added an office in Andover, MA. No longer lists an office in Greenville, SC. No longer lists an office in Tewksbury, MA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated February 9, 2026)

- Account minimum: None

> We do not have a minimum account size requirement.

- Flat fee: $500 to $40,000 (Financial Planning Fixed Fee)

> The fixed fee can range between $500.00 and $40,000.00. The fee is negotiable.

- Hourly rate: $350 an hour (financial plans completed on an hourly basis)

> For financial plans completed on an hourly basis, the rate is $350.00 per hour. The fee is negotiable.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,526,238,956
- Discretionary: $2,480,797,934
- Non-discretionary: $45,441,022

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 6,356 | $1,219,692,603 |
| High net worth individuals | 2,388 | $1,130,348,805 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 12 | $11,415,494 |
| Charitable organizations | 9 | $9,910,222 |
| Other investment advisers | Fewer than 5 | $83,149,132 |
| Corporations or other businesses not listed above | 168 | $66,299,361 |
| Other | 31 | $5,423,339 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2016 (10 years)
- Employees: 76 total, 45 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NM, NY, OH, OK, OR, PA, SC, SD, TN, TX, VA, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Andover, MA
- Anoka, MN
- Atlanta, GA
- Austin, TX
- Bagley, MN
- Beaumont, TX
- Brevard, NC
- Charlotte, NC
- Hartsville, SC
- High Point, NC
- Houston, TX
- Kirkland, WA
- Lafayette, IN
- Lagrange, GA
- Mountain Home, AR
- Naples, FL
- Seneca, SC
- Spartanburg, SC
- St. Augustine, FL
- Sterling Heights, MI

### Websites listed on Form ADV (Item 1.I)
- [altumwa.com](https://altumwa.com)
- [creativeretirementsolutionsgroup.com](https://creativeretirementsolutionsgroup.com)
- [echelonfinancial.com](https://echelonfinancial.com)
- [fiduciaryalliance.org](https://fiduciaryalliance.org)
- [guard-legacy.com](https://guard-legacy.com)
- [kingdomwealthmgt.com](https://kingdomwealthmgt.com)
- [merrimackwealth.com](https://merrimackwealth.com)
- [morrowwealthadvisory.com](https://morrowwealthadvisory.com)
- [norrislakeretirement.com](https://norrislakeretirement.com)
- [parallelfinancial.com](https://parallelfinancial.com)
- [parallelportfolios.com](https://parallelportfolios.com)
- [peytonhoppes.com](https://peytonhoppes.com)
- [sandawealth.com](https://sandawealth.com)
- [stewardshipinv.com](https://stewardshipinv.com)
- [widowsfinancialharbor.com](https://widowsfinancialharbor.com)
- Facebook @MerrimackWealthManagement
- Facebook @StewardshipInvestmentsInc
- Facebook @TheDavidChudykAgencyLlc
- Facebook @altumwealthalliance
- Facebook @bjb281
- Facebook @davidandjillchudyk
- Facebook @echelonfinancial
- Facebook @kingdomwealthmanagement
- Facebook @parallelfinancial
- Facebook @Retirement-Readiness
- Facebook @phoppes
- Facebook @randall.neighbour
- Instagram @adviceinyourbestinterest
- Instagram @parallelfinancial
- Instagram @pchoppes
- LinkedIn @altum-wealth-alliance
- LinkedIn @echelon-financial-management
- LinkedIn @parallel-financial
- LinkedIn @stewardship-investments-inc
- LinkedIn @abigail-schilz-4b1533a5
- LinkedIn @barry-dick-0406667
- LinkedIn @brian-dick-a14700160
- LinkedIn @brianboughner
- LinkedIn @david-chudyk-cfp-r-15086812
- LinkedIn @emilygedwards
- LinkedIn @gina-rose-salamin-289b414
- LinkedIn @greg-towner-cfa-cmt
- LinkedIn @investmenttaxstrategy
- LinkedIn @jonathan-dick-a95405142
- LinkedIn @jordan-roberts-21097a47
- LinkedIn @kingdomwealthmanagment
- LinkedIn @naadir-jalill-896560185
- LinkedIn @peytonhoppes
- LinkedIn @robert-moses-b372458
- LinkedIn @susan-harvell-a0400319b
- LinkedIn @vrlatham
- TikTok @adviceinyourbestinterest
- TikTok @weeklywealthpodcast
- TikTok @pchoppes
- X @STOCKSandBIKES
- X @brianboughner
- X @davidchudyk
- YouTube @ParallelFinancialPartnersGreenville
- YouTube @UC-zvrdgYFRbt_KpIsz0ALHQ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $301,900,093 | 13 | July 21, 2021 |
| October 2022 | $626,282,668 | 13 | September 9, 2022 |
| October 2023 | $864,798,884 | 37 | June 6, 2023 |
| October 2024 | $1,227,969,964 | 45 | August 28, 2024 |
| October 2025 | $1,921,956,974 | 63 | June 6, 2025 |
| October 2026 | $2,526,238,956 | 76 | September 4, 2026 |

Regulatory assets under management: $301,900,093 in the October 2021 data and $2,526,238,956 in the October 2026 data, up 737%.
Total employees: 13 in October 2021 and 76 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- No longer lists the business name Widows Financial Harbor.
- No longer lists the business name Hoppes Wealth.
- Added an office in Andover, MA.
- No longer lists an office in Greenville, SC.
- No longer lists an office in Tewksbury, MA.

### September 2026
- Added the business name Triple 7 Wealth.
- Added the business name Provest Wealth Advisors.
- Added the business name Madren Financial.
- Changed its office addresses in Austin, TX.
- Added an office in Greenville, SC.
- Added an office in Lafayette, IN.
- Added an office in Mountain Home, AR.
- Added an office in Spartanburg, SC.

### August 2026
- No longer lists an office in Greer, SC.

### July 2026
- Added the business name Widows Financial Harbor.
- Added the business name Stephen & Associates.
- Added the business name Hoppes Wealth.

### May 2026
- Added an office in Houston, TX.

### April 2026
- Added an office in Charlotte, NC.
- Added an office in Greenville, SC.
- No longer lists an office in Okaite, SC.

### March 2026
- Regulatory assets under management went from $1,921,956,974 to $2,526,238,956 (+31%).
- Employees performing advisory functions went from 38 to 45.
- Added the business name Stella Maris Wealth.
- Changed its office addresses in Beaumont, TX.
- Registered or notice-filed in CT, IA, KS, KY, MD, ME, MO, MS, NM, OK, PA, WV, WY.
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Registered or notice-filed in IN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Fiduciary Alliance (CRD 284924): Form ADV filing data as of October 2026.