# The Fauser Group, LLC

> The Fauser Group, LLC is an SEC-registered investment advisory firm in Mercer Island, WA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 282351
- Filed as: THE FAUSER GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mercer Island, WA
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/282351
- AdvisorCensus page: https://advisorcensus.com/firm/the-fauser-group-llc-mercer-island-wa-282351

## Quick answers

**How is The Fauser Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), The Fauser Group, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does The Fauser Group, LLC charge?**
Its Form ADV Part 2A brochure dated April 1, 2026 states: Flat fee: $1,000 to $10,000 (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is The Fauser Group, LLC located?**
The Fauser Group, LLC's principal office is in Mercer Island, WA, according to its Form ADV.

**Is The Fauser Group, LLC registered with the SEC or a state?**
The Fauser Group, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 282351.

**How much does The Fauser Group, LLC manage?**
The Fauser Group, LLC reports $314,476,354 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (99% discretionary).

**How have The Fauser Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for The Fauser Group, LLC: Regulatory assets under management: $132,876,119 in the October 2021 data and $314,476,354 in the October 2026 data, up 137%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Fauser Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (159); high net worth individuals (65).

**Which custodians does The Fauser Group, LLC use?**
The Fauser Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does The Fauser Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282351

**What changed in The Fauser Group, LLC's recent Form ADV filings?**
In the May 2026 filing data: Regulatory assets under management went from $249,997,138 to $314,476,354 (+26%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 1, 2026)

- Flat fee: $1,000 to $10,000 (financial planning and consulting services)

> Our firm charges on an hourly or flat fee basis for financial planning and consulting services. The maximum hourly fee to be charged will not exceed $300. Flat fees range from $1,000 to $10,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $314,476,354
- Discretionary: $311,830,040
- Non-discretionary: $2,646,314

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 159 | $107,059,437 |
| High net worth individuals | 65 | $207,416,917 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- fausergroup.com
- Facebook @THEFAUSERGROUP
- LinkedIn @thefausergroup

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $132,876,119 | 3 | February 11, 2021 |
| October 2022 | $168,994,517 | 3 | March 3, 2022 |
| October 2023 | $138,230,305 | 4 | March 14, 2023 |
| October 2024 | $217,735,021 | 4 | March 29, 2024 |
| October 2025 | $249,997,138 | 4 | March 13, 2025 |
| October 2026 | $314,476,354 | 4 | April 1, 2026 |

Regulatory assets under management: $132,876,119 in the October 2021 data and $314,476,354 in the October 2026 data, up 137%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Regulatory assets under management went from $249,997,138 to $314,476,354 (+26%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Fauser Group, LLC (CRD 282351): Form ADV filing data as of October 2026.