# The Eastrade Asset Management Corporation

> The Eastrade Asset Management Corporation is an SEC-registered investment advisory firm, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 6, 2026.

- CRD: 124232
- Filed as: THE EASTRADE ASSET MANAGEMENT CORPORATION
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/124232
- AdvisorCensus page: https://advisorcensus.com/firm/the-eastrade-asset-management-corporation-124232

## Quick answers

**How is The Eastrade Asset Management Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), The Eastrade Asset Management Corporation reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is The Eastrade Asset Management Corporation registered with the SEC or a state?**
The Eastrade Asset Management Corporation is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 124232.

**How much does The Eastrade Asset Management Corporation manage?**
The Eastrade Asset Management Corporation reports $37,953,162 in regulatory assets under management in its Form ADV filing dated February 6, 2026 (100% discretionary).

**How have The Eastrade Asset Management Corporation's assets and staff changed since 2021?**
In the Form ADV data for The Eastrade Asset Management Corporation: Regulatory assets under management: $26,786,240 in the October 2021 data and $37,953,162 in the October 2026 data, up 42%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Eastrade Asset Management Corporation serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (36); individuals (other than high net worth individuals) (25).

**Which custodians does The Eastrade Asset Management Corporation use?**
The Eastrade Asset Management Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists American Century Investments and Vanguard Marketing Corporation as custodians holding 10% or more of its separately managed account assets.

**Does The Eastrade Asset Management Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124232

**Does The Eastrade Asset Management Corporation state an account minimum?**
Its Form ADV Part 2A brochure dated February 6, 2026 says: "We do not have a minimum account size requirement."

**What changed in The Eastrade Asset Management Corporation's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $31,871,423 to $37,953,162 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 6, 2026)

- Account minimum: None

> We do not have a minimum account size requirement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- American Century Investments
- Vanguard Marketing Corporation

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $37,953,162
- Discretionary: $37,871,146
- Non-discretionary: $82,016

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $5,146,983 |
| High net worth individuals | 36 | $24,510,464 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $8,275,467 |
| Charitable organizations | Fewer than 5 | $20,248 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $26,786,240 | 1 | February 4, 2021 |
| October 2022 | $30,485,463 | 1 | February 22, 2022 |
| October 2023 | $25,853,969 | 1 | February 8, 2023 |
| October 2024 | $28,911,514 | 1 | January 22, 2024 |
| October 2025 | $31,871,423 | 1 | February 21, 2025 |
| October 2026 | $37,953,162 | 1 | February 6, 2026 |

Regulatory assets under management: $26,786,240 in the October 2021 data and $37,953,162 in the October 2026 data, up 42%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $31,871,423 to $37,953,162 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Eastrade Asset Management Corporation (CRD 124232): Form ADV filing data as of October 2026.