{
  "crd_number": 105931,
  "slug": "the-cavanaugh-group-inc-kiawah-island-sc-105931",
  "primary_business_name": "THE CAVANAUGH GROUP INC",
  "legal_name": "THE CAVANAUGH GROUP INC",
  "dbas": [],
  "city": "Kiawah Island",
  "state": "SC",
  "country": "United States",
  "cbsa_code": "16700",
  "metro": {
    "cbsa_code": "16700",
    "common_name": "Charleston",
    "msa_name": "Charleston-North Charleston, SC",
    "path": "/advisors/sc/charleston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1995-09-29",
  "years_registered": 31,
  "period": "2026-10-01",
  "filing_date": "2026-06-05",
  "carried_forward": false,
  "raum_total": 485742132.0,
  "raum_discretionary": 482744400.0,
  "raum_non_discretionary": 2997732.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 1100505.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 6788679.0,
      "count": 20
    },
    "pension_profit_sharing": {
      "raum": 8477186.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 469375762.0,
      "count": 24
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "MD"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105931",
  "disclosure_items": [
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    }
  ],
  "city_as_filed": "KIAWAH ISLAND",
  "url": "https://advisorcensus.com/firm/the-cavanaugh-group-inc-kiawah-island-sc-105931",
  "display_name": "The Cavanaugh Group Inc",
  "summary": "The Cavanaugh Group Inc is an SEC-registered investment advisory firm in Kiawah Island, SC, registered since 1995, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 5, 2026.",
  "citation": "AdvisorCensus. The Cavanaugh Group Inc (CRD 105931): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is The Cavanaugh Group Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), The Cavanaugh Group Inc reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is The Cavanaugh Group Inc located?",
      "a": "The Cavanaugh Group Inc's principal office is in Kiawah Island, SC, according to its Form ADV."
    },
    {
      "q": "Is The Cavanaugh Group Inc registered with the SEC or a state?",
      "a": "The Cavanaugh Group Inc is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 105931."
    },
    {
      "q": "How much does The Cavanaugh Group Inc manage?",
      "a": "The Cavanaugh Group Inc reports $485,742,132 in regulatory assets under management in its Form ADV filing dated June 5, 2026 (99% discretionary)."
    },
    {
      "q": "How have The Cavanaugh Group Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for The Cavanaugh Group Inc: Regulatory assets under management: $631,196,327 in the October 2021 data and $485,742,132 in the October 2026 data, down 23%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does The Cavanaugh Group Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (24); individuals (other than high net worth individuals) (20)."
    },
    {
      "q": "Does The Cavanaugh Group Inc report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(4) (SEC or CFTC order) and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105931"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 631196327.0,
      "total_employees": 2,
      "filing_date": "2021-08-11"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 610035252.0,
      "total_employees": 2,
      "filing_date": "2022-02-16"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 486525361.0,
      "total_employees": 2,
      "filing_date": "2023-02-23"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 437332982.0,
      "total_employees": 2,
      "filing_date": "2024-03-19"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 453576897.0,
      "total_employees": 2,
      "filing_date": "2025-03-17"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 485742132.0,
      "total_employees": 2,
      "filing_date": "2026-06-05"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/the-cavanaugh-group-inc-kiawah-island-sc-105931.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 20,
      "fewer_than_5": false,
      "raum": 6788679.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 24,
      "fewer_than_5": false,
      "raum": 469375762.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 8477186.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 1100505.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105931",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}