# The Catalyst Group, Inc.

> The Catalyst Group, Inc. is an SEC-registered investment advisory firm in Houston, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 333740
- Filed as: THE CATALYST GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/333740
- AdvisorCensus page: https://advisorcensus.com/firm/the-catalyst-group-inc-houston-tx-333740

## Quick answers

**How is The Catalyst Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), The Catalyst Group, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does The Catalyst Group, Inc. charge?**
Its Form ADV Part 2A brochure dated June 2, 2026 states: Asset-based fee: 1% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is The Catalyst Group, Inc. located?**
The Catalyst Group, Inc.'s principal office is in Houston, TX, according to its Form ADV.

**Is The Catalyst Group, Inc. registered with the SEC or a state?**
The Catalyst Group, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 333740.

**How much does The Catalyst Group, Inc. manage?**
The Catalyst Group, Inc. reports $199,378,450 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary).

**How have The Catalyst Group, Inc.'s assets and staff changed since 2025?**
In the Form ADV data for The Catalyst Group, Inc.: Regulatory assets under management: $227,363,025 in the October 2025 data and $199,378,450 in the October 2026 data, down 12%. Total employees: 5 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Catalyst Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10).

**Does The Catalyst Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333740

**Does The Catalyst Group, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated June 2, 2026 says: "Catalyst generally requires a minimum commitment size in the amount of $5,000,000 for each investor in a Fund."

**What changed in The Catalyst Group, Inc.'s recent Form ADV filings?**
In the May 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated June 2, 2026)

- Asset-based fee: 1% to 2% a year (a range, as the brochure states it)

> The Management Fee is payable quarterly in advance and is generally between 1% and 2%.

- Account minimum: $5,000,000

> Catalyst generally requires a minimum commitment size in the amount of $5,000,000 for each investor in a Fund.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $199,378,450
- Discretionary: $199,378,450
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 10 | $199,378,450 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- tcgfunds.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $227,363,025 | 5 | May 1, 2025 |
| October 2026 | $199,378,450 | 4 | June 2, 2026 |

Regulatory assets under management: $227,363,025 in the October 2025 data and $199,378,450 in the October 2026 data, down 12%.
Total employees: 5 in October 2025 and 4 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 4 to 3.
- Regulatory assets under management went from $227,363,025 to $199,378,450 (-12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Catalyst Group, Inc. (CRD 333740): Form ADV filing data as of October 2026.