# The Catalyst Capital Group Inc.

> The Catalyst Capital Group Inc. is an SEC-registered investment advisory firm in Toronto, Canada, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 24, 2026.

- CRD: 155299
- Filed as: THE CATALYST CAPITAL GROUP INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Toronto, Canada
- Filing period: October 2026
- Form ADV filing dated: July 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/155299
- AdvisorCensus page: https://advisorcensus.com/firm/the-catalyst-capital-group-inc-toronto-155299

## Quick answers

**How is The Catalyst Capital Group Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), The Catalyst Capital Group Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is The Catalyst Capital Group Inc. located?**
The Catalyst Capital Group Inc.'s principal office is in Toronto, Canada, according to its Form ADV.

**Is The Catalyst Capital Group Inc. registered with the SEC or a state?**
The Catalyst Capital Group Inc. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 155299.

**How much does The Catalyst Capital Group Inc. manage?**
The Catalyst Capital Group Inc. reports $2,580,897,352 in regulatory assets under management in its Form ADV filing dated July 24, 2026 (100% discretionary).

**How have The Catalyst Capital Group Inc.'s assets and staff changed since 2021?**
In the Form ADV data for The Catalyst Capital Group Inc.: Regulatory assets under management: $2,453,214,147 in the October 2021 data and $2,580,897,352 in the October 2026 data, up 5%. Total employees: 20 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Catalyst Capital Group Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).

**Does The Catalyst Capital Group Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155299

**What changed in The Catalyst Capital Group Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $2,439,873,140 to $2,804,448,830 (+15%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $2,580,897,352
- Discretionary: $2,580,897,352
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $2,580,897,352 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 16 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155299

### Websites listed on Form ADV (Item 1.I)
- catcapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,453,214,147 | 20 | March 26, 2021 |
| October 2022 | $3,763,934,543 | 20 | March 31, 2022 |
| October 2023 | $3,922,606,661 | 20 | September 5, 2023 |
| October 2024 | $3,573,454,412 | 20 | March 29, 2024 |
| October 2025 | $2,439,873,140 | 16 | June 17, 2025 |
| October 2026 | $2,580,897,352 | 16 | July 24, 2026 |

Regulatory assets under management: $2,453,214,147 in the October 2021 data and $2,580,897,352 in the October 2026 data, up 5%.
Total employees: 20 in October 2021 and 16 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $2,439,873,140 to $2,804,448,830 (+15%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Catalyst Capital Group Inc. (CRD 155299): Form ADV filing data as of October 2026.