# The Carroll Group, Inc.

> The Carroll Group, Inc. is an SEC-registered investment advisory firm in Atlanta, GA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 146977
- Filed as: THE CARROLL GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Atlanta, GA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/146977
- AdvisorCensus page: https://advisorcensus.com/firm/the-carroll-group-inc-atlanta-ga-146977

## Quick answers

**How is The Carroll Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), The Carroll Group, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is The Carroll Group, Inc. located?**
The Carroll Group, Inc.'s principal office is in Atlanta, GA, according to its Form ADV.

**Is The Carroll Group, Inc. registered with the SEC or a state?**
The Carroll Group, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 146977.

**How much does The Carroll Group, Inc. manage?**
The Carroll Group, Inc. reports $163,445,072 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have The Carroll Group, Inc.'s assets and staff changed since 2025?**
In the Form ADV data for The Carroll Group, Inc.: Regulatory assets under management: $133,691,642 in the October 2025 data and $163,445,072 in the October 2026 data, up 22%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Carroll Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (8).

**Does The Carroll Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146977

**What changed in The Carroll Group, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $133,691,642 to $163,445,072 (+22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $163,445,072
- Discretionary: $163,445,072
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 8 | $163,445,072 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $133,691,642 | 3 | July 10, 2025 |
| October 2026 | $163,445,072 | 3 | March 30, 2026 |

Regulatory assets under management: $133,691,642 in the October 2025 data and $163,445,072 in the October 2026 data, up 22%.
Total employees: 3 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $133,691,642 to $163,445,072 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Carroll Group, Inc. (CRD 146977): Form ADV filing data as of October 2026.