{
  "crd_number": 111128,
  "slug": "the-carlyle-group-washington-dc-111128",
  "primary_business_name": "THE CARLYLE GROUP",
  "legal_name": "CARLYLE INVESTMENT MANAGEMENT L.L.C.",
  "dbas": [],
  "city": "Washington",
  "state": "DC",
  "country": "United States",
  "cbsa_code": "47900",
  "metro": {
    "cbsa_code": "47900",
    "common_name": "Washington",
    "msa_name": "Washington-Arlington-Alexandria, DC-VA-MD-WV",
    "path": "/advisors/dc/washington"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1996-08-06",
  "years_registered": 30,
  "period": "2026-10-01",
  "filing_date": "2026-07-07",
  "carried_forward": false,
  "raum_total": 283814531141.0,
  "raum_discretionary": 200750388315.0,
  "raum_non_discretionary": 83064142826.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 1040,
  "advisory_employees": 317,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 20940902.0,
      "count": 1,
      "description": "LIQUIDATING TRUSTS",
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": null,
      "count": 1,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 80392086429.0,
      "count": 15
    },
    "pooled_investment_vehicles": {
      "raum": 203401503810.0,
      "count": 595
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 4,
  "states_registered": [
    "MA"
  ],
  "websites": [
    "https://abingworth.com",
    "https://carlyle.aero",
    "https://carlyle.com",
    "https://carlylecreditincomefund.com",
    "https://carlylesecuredlending.com",
    "https://facebook.com/ONECARLYLE",
    "https://flyleasing.com",
    "https://instagram.com/ONECARLYLE",
    "https://ir.carlyle.com",
    "https://linkedin.com/company/the-carlyle-group",
    "https://open.spotify.com/show/0lSJsAuCuKk94tcR2p9yEu",
    "https://open.spotify.com/show/6gfrqUhrdRzXUQuV9V2dtS",
    "https://podcasts.apple.com/us/podcast/insights-and-indicators/id1607380340",
    "https://twitter.com/ONECARLYLE",
    "https://youtube.com/user/OneCarlyle"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111128",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "WASHINGTON",
  "url": "https://advisorcensus.com/firm/the-carlyle-group-washington-dc-111128",
  "display_name": "The Carlyle Group",
  "summary": "The Carlyle Group is an SEC-registered investment advisory firm in Washington, DC, registered since 1996, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 7, 2026.",
  "citation": "AdvisorCensus. The Carlyle Group (CRD 111128): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is The Carlyle Group compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), The Carlyle Group reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "Where is The Carlyle Group located?",
      "a": "The Carlyle Group's principal office is in Washington, DC, according to its Form ADV; the August 2026 filing also lists 4 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is The Carlyle Group registered with the SEC or a state?",
      "a": "The Carlyle Group is an SEC-registered investment advisory firm, registered since 1996. Status as filed: Approved. CRD 111128."
    },
    {
      "q": "How much does The Carlyle Group manage?",
      "a": "The Carlyle Group reports $283,814,531,141 in regulatory assets under management in its Form ADV filing dated July 7, 2026 (71% discretionary)."
    },
    {
      "q": "How have The Carlyle Group's assets and staff changed since 2021?",
      "a": "In the Form ADV data for The Carlyle Group: Regulatory assets under management: $151,222,396,045 in the October 2021 data and $283,814,531,141 in the October 2026 data, up 88%. Total employees: 882 in October 2021 and 1,040 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does The Carlyle Group serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (595); insurance companies (15); state or municipal government entities (including government pension plans) (1)."
    },
    {
      "q": "Does The Carlyle Group report any disciplinary disclosures?",
      "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111128"
    },
    {
      "q": "What changed in The Carlyle Group's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 151222396045.0,
      "total_employees": 882,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 202092756264.0,
      "total_employees": 894,
      "filing_date": "2022-08-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 243968240347.0,
      "total_employees": 1018,
      "filing_date": "2023-10-04"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 273608034966.0,
      "total_employees": 1010,
      "filing_date": "2024-07-03"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 275859765986.0,
      "total_employees": 1028,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 283814531141.0,
      "total_employees": 1040,
      "filing_date": "2026-07-07"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "No longer lists the business name The Carlyle Group.",
        "Employees performing advisory functions went from 319 to 317.",
        "No longer lists an office in Boston, MA.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in TX."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/the-carlyle-group-washington-dc-111128.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 595,
      "fewer_than_5": false,
      "raum": 203401503810.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 15,
      "fewer_than_5": false,
      "raum": 80392086429.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 1,
      "fewer_than_5": true,
      "raum": 20940902.0
    }
  ],
  "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111128",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}