{
  "crd_number": 124272,
  "slug": "the-caprock-group-llc-boise-id-124272",
  "primary_business_name": "THE CAPROCK GROUP, LLC",
  "legal_name": "THE CAPROCK GROUP, LLC",
  "dbas": [],
  "city": "Boise",
  "state": "ID",
  "country": "United States",
  "cbsa_code": "14260",
  "metro": {
    "cbsa_code": "14260",
    "common_name": "Boise City",
    "msa_name": "Boise City, ID",
    "path": "/advisors/id/boise-city"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2002-12-17",
  "years_registered": 23,
  "period": "2026-10-01",
  "filing_date": "2026-08-07",
  "carried_forward": false,
  "raum_total": 12479071631.0,
  "raum_discretionary": 12241628659.0,
  "raum_non_discretionary": 237442972.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 67,
  "advisory_employees": 38,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 1183013218.0,
      "count": 16
    },
    "individuals": {
      "raum": 17431621.0,
      "count": 22
    },
    "high_net_worth_individuals": {
      "raum": 11278626792.0,
      "count": 398
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "ID",
    "IL",
    "MI",
    "NJ",
    "NY",
    "OK",
    "SC",
    "TX",
    "UT",
    "WA",
    "WI"
  ],
  "websites": [
    "https://caprock.com",
    "https://linkedin.com/company/caprock-alignedwealth",
    "https://x.com/TheCaprockGroup"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/124272",
  "city_as_filed": "BOISE",
  "url": "https://advisorcensus.com/firm/the-caprock-group-llc-boise-id-124272",
  "display_name": "The Caprock Group, LLC",
  "summary": "The Caprock Group, LLC is an SEC-registered investment advisory firm in Boise, ID, registered since 2002, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 7, 2026.",
  "citation": "AdvisorCensus. The Caprock Group, LLC (CRD 124272): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is The Caprock Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), The Caprock Group, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does The Caprock Group, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is The Caprock Group, LLC located?",
      "a": "The Caprock Group, LLC's principal office is in Boise, ID, according to its Form ADV; the September 2026 filing also lists 9 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is The Caprock Group, LLC registered with the SEC or a state?",
      "a": "The Caprock Group, LLC is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 124272."
    },
    {
      "q": "How much does The Caprock Group, LLC manage?",
      "a": "The Caprock Group, LLC reports $12,479,071,631 in regulatory assets under management in its Form ADV filing dated August 7, 2026 (98% discretionary)."
    },
    {
      "q": "How have The Caprock Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for The Caprock Group, LLC: Regulatory assets under management: $5,112,908,614 in the October 2021 data and $12,479,071,631 in the October 2026 data, up 144%. Total employees: 33 in October 2021 and 67 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does The Caprock Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (398); individuals (other than high net worth individuals) (22); charitable organizations (16)."
    },
    {
      "q": "Which custodians does The Caprock Group, LLC use?",
      "a": "The Caprock Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does The Caprock Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124272"
    },
    {
      "q": "What changed in The Caprock Group, LLC's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Registered or notice-filed in OK."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 5112908614.0,
      "total_employees": 33,
      "filing_date": "2021-06-21"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 5741563357.0,
      "total_employees": 36,
      "filing_date": "2022-02-18"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 5919748883.0,
      "total_employees": 48,
      "filing_date": "2023-03-03"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 6921595153.0,
      "total_employees": 50,
      "filing_date": "2024-06-20"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 10149325042.0,
      "total_employees": 64,
      "filing_date": "2025-04-15"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 12479071631.0,
      "total_employees": 67,
      "filing_date": "2026-08-07"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Registered or notice-filed in OK."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 36 to 38.",
        "Regulatory assets under management went from $10,149,325,042 to $12,479,071,631 (+23%).",
        "Changed its office addresses in Chicago, IL.",
        "Added an office in Greenwood Village, CO.",
        "Added an office in Livingston, NJ.",
        "No longer lists an office in Morristown, NJ.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 26, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "The annual fee for Investment Advisor Services will generally be no greater than 1% of assets under management"
        ]
      }
    ],
    "quotes": [
      "The annual fee for Investment Advisor Services will generally be no greater than 1% of assets under management"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/the-caprock-group-llc-boise-id-124272.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 22,
      "fewer_than_5": false,
      "raum": 17431621.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 398,
      "fewer_than_5": false,
      "raum": 11278626792.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 16,
      "fewer_than_5": false,
      "raum": 1183013218.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/124272",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}