# The Capital Chart Room, Ltd

> The Capital Chart Room, Ltd is an SEC-registered investment advisory firm in Fort Worth, TX, registered since 2001, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.

- CRD: 117980
- Filed as: THE CAPITAL CHART ROOM, LTD
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fort Worth, TX
- Filing period: October 2026
- Form ADV filing dated: September 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/117980
- AdvisorCensus page: https://advisorcensus.com/firm/the-capital-chart-room-ltd-fort-worth-tx-117980

## Quick answers

**How is The Capital Chart Room, Ltd compensated?**
On its Form ADV (Item 5.E, October 2026), The Capital Chart Room, Ltd reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is The Capital Chart Room, Ltd located?**
The Capital Chart Room, Ltd's principal office is in Fort Worth, TX, according to its Form ADV.

**Is The Capital Chart Room, Ltd registered with the SEC or a state?**
The Capital Chart Room, Ltd is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 117980.

**How much does The Capital Chart Room, Ltd manage?**
The Capital Chart Room, Ltd reports $400,902,595 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (100% discretionary).

**How have The Capital Chart Room, Ltd's assets and staff changed since 2021?**
In the Form ADV data for The Capital Chart Room, Ltd: Regulatory assets under management: $246,054,924 in the October 2021 data and $400,902,595 in the October 2026 data, up 63%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Capital Chart Room, Ltd serve?**
By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (34); individuals (other than high net worth individuals) (16); high net worth individuals (14).

**Which custodians does The Capital Chart Room, Ltd use?**
The Capital Chart Room, Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Brown Brothers Harriman Investments, LLC and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does The Capital Chart Room, Ltd report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117980

**Does The Capital Chart Room, Ltd state an account minimum?**
Its Form ADV Part 2A brochure dated March 6, 2026 says: "TCCR generally imposes a minimum portfolio value of $1,000,000 for its investment management services, but may aggregate the portfolios of family members to meet the minimum portfolio size."

**What changed in The Capital Chart Room, Ltd's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 4 to 5.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 6, 2026)

- Account minimum: $1,000,000

> TCCR generally imposes a minimum portfolio value of $1,000,000 for its investment management services, but may aggregate the portfolios of family members to meet the minimum portfolio size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Brown Brothers Harriman Investments, LLC
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $400,902,595
- Discretionary: $399,396,313
- Non-discretionary: $1,506,282

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $5,633,309 |
| High net worth individuals | 14 | $16,102,003 |
| Charitable organizations | 1 | $515,690 |
| Corporations or other businesses not listed above | 34 | $378,651,593 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2001 (24 years)
- Employees: 8 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OK, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- thecapitalchartroom.com
- LinkedIn @the-capital-chart-room-ltd

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $246,054,924 | 6 | March 26, 2021 |
| October 2022 | $307,979,488 | 6 | March 21, 2022 |
| October 2023 | $260,754,455 | 7 | April 18, 2023 |
| October 2024 | $338,710,018 | 7 | March 20, 2024 |
| October 2025 | $332,670,886 | 9 | March 13, 2025 |
| October 2026 | $400,902,595 | 8 | September 28, 2026 |

Regulatory assets under management: $246,054,924 in the October 2021 data and $400,902,595 in the October 2026 data, up 63%.
Total employees: 6 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 4 to 5.

### April 2026
- Regulatory assets under management went from $332,670,886 to $400,902,595 (+21%).
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Employees performing advisory functions went from 5 to 4.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Capital Chart Room, Ltd (CRD 117980): Form ADV filing data as of October 2026.