{
  "crd_number": 117980,
  "slug": "the-capital-chart-room-ltd-fort-worth-tx-117980",
  "primary_business_name": "THE CAPITAL CHART ROOM, LTD",
  "legal_name": "THE CAPITAL CHART ROOM, LTD",
  "dbas": [],
  "city": "Fort Worth",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2001-12-14",
  "years_registered": 24,
  "period": "2026-10-01",
  "filing_date": "2026-09-28",
  "carried_forward": false,
  "raum_total": 400902595.0,
  "raum_discretionary": 399396313.0,
  "raum_non_discretionary": 1506282.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 8,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 515690.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 5633309.0,
      "count": 16
    },
    "high_net_worth_individuals": {
      "raum": 16102003.0,
      "count": 14
    },
    "corporations_other_businesses": {
      "raum": 378651593.0,
      "count": 34
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "OK",
    "TX"
  ],
  "websites": [
    "https://linkedin.com/company/the-capital-chart-room-ltd?viewAsMember=true",
    "https://thecapitalchartroom.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117980",
  "city_as_filed": "FORT WORTH",
  "url": "https://advisorcensus.com/firm/the-capital-chart-room-ltd-fort-worth-tx-117980",
  "display_name": "The Capital Chart Room, Ltd",
  "summary": "The Capital Chart Room, Ltd is an SEC-registered investment advisory firm in Fort Worth, TX, registered since 2001, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.",
  "citation": "AdvisorCensus. The Capital Chart Room, Ltd (CRD 117980): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is The Capital Chart Room, Ltd compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), The Capital Chart Room, Ltd reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does The Capital Chart Room, Ltd charge?",
      "a": "Its Form ADV Part 2A brochure dated March 6, 2026 states: Flat fee: $40,000 to $150,000 (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is The Capital Chart Room, Ltd located?",
      "a": "The Capital Chart Room, Ltd's principal office is in Fort Worth, TX, according to its Form ADV."
    },
    {
      "q": "Is The Capital Chart Room, Ltd registered with the SEC or a state?",
      "a": "The Capital Chart Room, Ltd is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 117980."
    },
    {
      "q": "How much does The Capital Chart Room, Ltd manage?",
      "a": "The Capital Chart Room, Ltd reports $400,902,595 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (100% discretionary)."
    },
    {
      "q": "How have The Capital Chart Room, Ltd's assets and staff changed since 2021?",
      "a": "In the Form ADV data for The Capital Chart Room, Ltd: Regulatory assets under management: $246,054,924 in the October 2021 data and $400,902,595 in the October 2026 data, up 63%. Total employees: 6 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does The Capital Chart Room, Ltd serve?",
      "a": "By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (34); individuals (other than high net worth individuals) (16); high net worth individuals (14)."
    },
    {
      "q": "Which custodians does The Capital Chart Room, Ltd use?",
      "a": "The Capital Chart Room, Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Brown Brothers Harriman Investments, LLC and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does The Capital Chart Room, Ltd report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117980"
    },
    {
      "q": "Does The Capital Chart Room, Ltd state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 6, 2026 says: \"TCCR generally imposes a minimum portfolio value of $1,000,000 for its investment management services, but may aggregate the portfolios of family members to meet the minimum portfolio size.\""
    },
    {
      "q": "What changed in The Capital Chart Room, Ltd's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Employees performing advisory functions went from 4 to 5."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 246054924.0,
      "total_employees": 6,
      "filing_date": "2021-03-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 307979488.0,
      "total_employees": 6,
      "filing_date": "2022-03-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 260754455.0,
      "total_employees": 7,
      "filing_date": "2023-04-18"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 338710018.0,
      "total_employees": 7,
      "filing_date": "2024-03-20"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 332670886.0,
      "total_employees": 9,
      "filing_date": "2025-03-13"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 400902595.0,
      "total_employees": 8,
      "filing_date": "2026-09-28"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 5."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $332,670,886 to $400,902,595 (+21%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Employees performing advisory functions went from 5 to 4."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 6, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $40,000 to $150,000 (financial planning and consulting services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000"
        ],
        "quotes": [
          "TCCR generally imposes a minimum portfolio value of $1,000,000 for its investment management services, but may aggregate the portfolios of family members to meet the minimum portfolio size."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $40,000 to $150,000 (financial planning and consulting services)"
        ],
        "quotes": [
          "TCCR charges a fixed fee for financial planning and consulting services. These fees are negotiable, but generally range from $40,000 to $150,000"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 40000.0,
          "max": 150000.0,
          "period": "one_time",
          "service": "financial planning and consulting services"
        }
      ]
    },
    "quotes": [
      "TCCR generally imposes a minimum portfolio value of $1,000,000 for its investment management services, but may aggregate the portfolios of family members to meet the minimum portfolio size.",
      "TCCR charges a fixed fee for financial planning and consulting services. These fees are negotiable, but generally range from $40,000 to $150,000"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Brown Brothers Harriman Investments, LLC",
      "name_as_filed": "BROWN BROTHERS HARRIMAN INVESTMENTS, LLC",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/the-capital-chart-room-ltd-fort-worth-tx-117980.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 16,
      "fewer_than_5": false,
      "raum": 5633309.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 14,
      "fewer_than_5": false,
      "raum": 16102003.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 515690.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 34,
      "fewer_than_5": false,
      "raum": 378651593.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117980",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}