# The Buffalo Financial Group LLC

> The Buffalo Financial Group LLC is a state-registered investment advisory firm, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 15, 2026.

- CRD: 330684
- Filed as: THE BUFFALO FINANCIAL GROUP LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Oklahoma
- Filing period: October 2026
- Form ADV filing dated: September 15, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/330684
- AdvisorCensus page: https://advisorcensus.com/firm/the-buffalo-financial-group-llc-330684

## Quick answers

**How is The Buffalo Financial Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), The Buffalo Financial Group LLC reports these compensation arrangements: a percentage of assets under its management.

**Is The Buffalo Financial Group LLC registered with the SEC or a state?**
The Buffalo Financial Group LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 330684.

**How much does The Buffalo Financial Group LLC manage?**
The Buffalo Financial Group LLC reports $17,000,000 in regulatory assets under management in its Form ADV filing dated September 15, 2026 (100% discretionary).

**What types of clients does The Buffalo Financial Group LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (20); high net worth individuals (6).

**Does The Buffalo Financial Group LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/330684

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $17,000,000
- Discretionary: $17,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 20 | $5,000,000 |
| High net worth individuals | 6 | $12,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OK
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Buffalo Financial Group LLC (CRD 330684): Form ADV filing data as of October 2026.