# The Baldwin Group Wealth Advisors, LLC

> The Baldwin Group Wealth Advisors, LLC is an SEC-registered investment advisory firm in Tampa, FL, registered since 2021, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 14, 2026.

- CRD: 312284
- Filed as: THE BALDWIN GROUP WEALTH ADVISORS, LLC
- Also doing business as: THE  BALDWIN GROUP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tampa, FL
- Filing period: October 2026
- Form ADV filing dated: August 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312284
- AdvisorCensus page: https://advisorcensus.com/firm/the-baldwin-group-wealth-advisors-llc-tampa-fl-312284

## Quick answers

**How is The Baldwin Group Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), The Baldwin Group Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is The Baldwin Group Wealth Advisors, LLC located?**
The Baldwin Group Wealth Advisors, LLC's principal office is in Tampa, FL, according to its Form ADV; the September 2026 filing also lists 5 other offices (Schedule D, Section 1.F).

**Is The Baldwin Group Wealth Advisors, LLC registered with the SEC or a state?**
The Baldwin Group Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312284.

**How much does The Baldwin Group Wealth Advisors, LLC manage?**
The Baldwin Group Wealth Advisors, LLC reports $27,276,204,735 in regulatory assets under management in its Form ADV filing dated August 14, 2026 (11% discretionary).

**How have The Baldwin Group Wealth Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for The Baldwin Group Wealth Advisors, LLC: Regulatory assets under management: $2,963,368,418 in the October 2021 data and $27,276,204,735 in the October 2026 data, up 820%. Total employees: 14 in October 2021 and 50 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does The Baldwin Group Wealth Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (834); pension and profit sharing plans (but not the plan participants or government pension plans) (528); corporations or other businesses not listed above (431).

**Which custodians does The Baldwin Group Wealth Advisors, LLC use?**
The Baldwin Group Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Investments and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets.

**Does The Baldwin Group Wealth Advisors, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312284

**Does The Baldwin Group Wealth Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 14, 2026 says: "We do not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship."

**What changed in The Baldwin Group Wealth Advisors, LLC's recent Form ADV filings?**
In the May 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated August 14, 2026)

- Account minimum: None

> We do not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Investments
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $27,276,204,735
- Discretionary: $3,101,618,446
- Non-discretionary: $24,174,586,289

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 834 | $217,515,423 |
| High net worth individuals | 337 | $436,743,402 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 528 | $7,934,935,850 |
| Charitable organizations | 1 | $1,412,899 |
| State or municipal government entities (including government pension plans) | 1 | $268,038,155 |
| Insurance companies | 2 | $303,628,990 |
| Corporations or other businesses not listed above | 431 | $18,113,930,016 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (5 years)
- Employees: 50 total, 50 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KS, LA, MA, MD, MI, MN, MT, NC, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312284

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Bethesda, MD
- Houston, TX
- Irvine, CA
- Jacksonville, FL
- Leesburg, VA

### Websites listed on Form ADV (Item 1.I)
- baldwin.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,963,368,418 | 14 | October 1, 2021 |
| October 2022 | $3,547,378,958 | 16 | September 30, 2022 |
| October 2023 | $3,142,749,973 | 19 | September 29, 2023 |
| October 2024 | $3,244,151,546 | 17 | July 5, 2024 |
| October 2025 | $21,043,141,324 | 36 | April 9, 2025 |
| October 2026 | $27,276,204,735 | 50 | August 14, 2026 |

Regulatory assets under management: $2,963,368,418 in the October 2021 data and $27,276,204,735 in the October 2026 data, up 820%.
Total employees: 14 in October 2021 and 50 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 36 to 50.
- Regulatory assets under management went from $21,043,141,324 to $27,276,204,735 (+30%).
- Added an office in Jacksonville, FL.
- No longer lists an office in Foley, AL.

### March 2026
- Changed its office addresses in Irvine, CA.
- Registered or notice-filed in CT, OK.

### January 2026
- No longer registered or notice-filed in NH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Baldwin Group Wealth Advisors, LLC (CRD 312284): Form ADV filing data as of October 2026.