# The Aspen Equity Group

> The Aspen Equity Group is a state-registered investment advisory firm in Waco, TX, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 118282
- Filed as: THE ASPEN EQUITY GROUP
- Legal name: The Aspen Equity Group, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Waco, TX
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/118282
- AdvisorCensus page: https://advisorcensus.com/firm/the-aspen-equity-group-waco-tx-118282

## Quick answers

**How is The Aspen Equity Group compensated?**
On its Form ADV (Item 5.E, October 2026), The Aspen Equity Group reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is The Aspen Equity Group located?**
The Aspen Equity Group's principal office is in Waco, TX, according to its Form ADV.

**Is The Aspen Equity Group registered with the SEC or a state?**
The Aspen Equity Group is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 118282.

**How much does The Aspen Equity Group manage?**
The Aspen Equity Group reports $36,700,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does The Aspen Equity Group serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (23); individuals (other than high net worth individuals) (18); pooled investment vehicles (other than investment companies and business development companies) (1).

**Does The Aspen Equity Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/118282

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $36,700,000
- Discretionary: $36,700,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 18 | $1,050,000 |
| High net worth individuals | 23 | $25,010,000 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $10,640,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1999 (27 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- aspenequitygroup.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Aspen Equity Group (CRD 118282): Form ADV filing data as of October 2026.