# The Art and Science of Successful Planning

> The Art and Science of Successful Planning is a state-registered investment advisory firm in Ft. Myers, FL, registered since 2006, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 16, 2026.

- CRD: 114523
- Filed as: THE ART AND SCIENCE OF SUCCESSFUL PLANNING
- Legal name: The Art and Science of Successful Planning Inc
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Ft. Myers, FL
- Filing period: October 2026
- Form ADV filing dated: January 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/114523
- AdvisorCensus page: https://advisorcensus.com/firm/the-art-and-science-of-successful-planning-ft-myers-fl-114523

## Quick answers

**How is The Art and Science of Successful Planning compensated?**
On its Form ADV (Item 5.E, October 2026), The Art and Science of Successful Planning reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is The Art and Science of Successful Planning located?**
The Art and Science of Successful Planning's principal office is in Ft. Myers, FL, according to its Form ADV.

**Is The Art and Science of Successful Planning registered with the SEC or a state?**
The Art and Science of Successful Planning is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 114523.

**How much does The Art and Science of Successful Planning manage?**
The Art and Science of Successful Planning reports $15,713,913 in regulatory assets under management in its Form ADV filing dated January 16, 2026 (100% discretionary).

**What types of clients does The Art and Science of Successful Planning serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (54).

**Does The Art and Science of Successful Planning report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/114523

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $15,713,913
- Discretionary: $15,713,913
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 54 | $13,109,711 |
| High net worth individuals | Fewer than 5 | $2,604,202 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2006 (20 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [asofsp.com](https://asofsp.com)
- Facebook @SUCCESSFULPLANNING
- LinkedIn @THE-ART-AND-SCIENCE-OF-SUCCESSFUL-PLANNING

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. The Art and Science of Successful Planning (CRD 114523): Form ADV filing data as of October 2026.