# Thames Asset Management, Inc

> Thames Asset Management, Inc is a state-registered investment advisory firm in Hackensack, NJ, registered since 1993, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 5, 2026.

- CRD: 106559
- Filed as: THAMES ASSET MANAGEMENT, INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Hackensack, NJ
- Filing period: October 2026
- Form ADV filing dated: February 5, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/106559
- AdvisorCensus page: https://advisorcensus.com/firm/thames-asset-management-inc-hackensack-nj-106559

## Quick answers

**How is Thames Asset Management, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Thames Asset Management, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Thames Asset Management, Inc located?**
Thames Asset Management, Inc's principal office is in Hackensack, NJ, according to its Form ADV.

**Is Thames Asset Management, Inc registered with the SEC or a state?**
Thames Asset Management, Inc is a state-registered investment advisory firm, registered since 1993. Status as filed: APPROVED. CRD 106559.

**How much does Thames Asset Management, Inc manage?**
Thames Asset Management, Inc reports $41,795,524 in regulatory assets under management in its Form ADV filing dated February 5, 2026 (99% discretionary).

**What types of clients does Thames Asset Management, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (58); high net worth individuals (7).

**Does Thames Asset Management, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/106559

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $41,795,524
- Discretionary: $41,233,788
- Non-discretionary: $561,736

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 58 | $12,343,094 |
| High net worth individuals | 7 | $27,954,520 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,497,910 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1993 (33 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- thamesasset.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Thames Asset Management, Inc (CRD 106559): Form ADV filing data as of October 2026.