# Texas Capital Bank Private Wealth Advisors

> Texas Capital Bank Private Wealth Advisors is an SEC-registered investment advisory firm in Dallas, TX, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 16, 2026.

- CRD: 298422
- Filed as: TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
- Legal name: Texas Capital Bank Wealth Management Services, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: June 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/298422
- AdvisorCensus page: https://advisorcensus.com/firm/texas-capital-bank-private-wealth-advisors-dallas-tx-298422

## Quick answers

**How is Texas Capital Bank Private Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Texas Capital Bank Private Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Texas Capital Bank Private Wealth Advisors located?**
Texas Capital Bank Private Wealth Advisors' principal office is in Dallas, TX, according to its Form ADV; the July 2026 filing also lists 5 other offices (Schedule D, Section 1.F).

**Is Texas Capital Bank Private Wealth Advisors registered with the SEC or a state?**
Texas Capital Bank Private Wealth Advisors is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 298422.

**How much does Texas Capital Bank Private Wealth Advisors manage?**
Texas Capital Bank Private Wealth Advisors reports $4,190,419,999 in regulatory assets under management in its Form ADV filing dated June 16, 2026 (80% discretionary).

**How have Texas Capital Bank Private Wealth Advisors' assets and staff changed since 2021?**
In the Form ADV data for Texas Capital Bank Private Wealth Advisors: Regulatory assets under management: $1,653,309,422 in the October 2021 data and $4,190,419,999 in the October 2026 data, up 153%. Total employees: 30 in October 2021 and 64 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Texas Capital Bank Private Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (501); corporations or other businesses not listed above (128); charitable organizations (58).

**Which custodians does Texas Capital Bank Private Wealth Advisors use?**
Texas Capital Bank Private Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC, Pershing LLC and Raymond James & Associates, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Texas Capital Bank Private Wealth Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298422

**Does Texas Capital Bank Private Wealth Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated June 16, 2026 says: "The minimum account size for advisory services is $1 million, though the Adviser may permit smaller accounts in our sole discretion."

**What changed in Texas Capital Bank Private Wealth Advisors' recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 80 to 39. Regulatory assets under management went from $3,471,701,060 to $4,190,419,999 (+21%). Registered or notice-filed in AZ, GA, NC, NM, NV, SC, TN, WA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 16, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> The minimum account size for advisory services is $1 million, though the Adviser may permit smaller accounts in our sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC
- Pershing LLC
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $4,190,419,999
- Discretionary: $3,359,970,711
- Non-discretionary: $830,449,288

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 501 | $2,177,774,667 |
| Banking or thrift institutions | 47 | $418,040,793 |
| Investment companies | 1 | $239,867,586 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 58 | $232,810,996 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 128 | $1,121,925,957 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (7 years)
- Employees: 64 total, 39 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, FL, GA, LA, NC, NM, NV, SC, TN, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Austin, TX
- Fort Worth, TX
- Houston, TX
- San Antonio, TX
- Southlake, TX

### Websites listed on Form ADV (Item 1.I)
- [texascapitalbank.com/etf-funds-management](https://texascapitalbank.com/etf-funds-management)
- [texascapitalbank.com/what-we-offer/private-wealth-solutions](https://texascapitalbank.com/what-we-offer/private-wealth-solutions)
- X @tcbcio

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,653,309,422 | 30 | March 3, 2021 |
| October 2022 | $2,358,876,276 | 41 | May 12, 2022 |
| October 2023 | $3,136,388,436 | 65 | August 28, 2023 |
| October 2024 | $3,378,463,908 | 66 | March 29, 2024 |
| October 2025 | $3,471,701,060 | 101 | June 9, 2025 |
| October 2026 | $4,190,419,999 | 64 | June 16, 2026 |

Regulatory assets under management: $1,653,309,422 in the October 2021 data and $4,190,419,999 in the October 2026 data, up 153%.
Total employees: 30 in October 2021 and 64 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 80 to 39.
- Regulatory assets under management went from $3,471,701,060 to $4,190,419,999 (+21%).
- Registered or notice-filed in AZ, GA, NC, NM, NV, SC, TN, WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Texas Capital Bank Private Wealth Advisors (CRD 298422): Form ADV filing data as of October 2026.