{
  "crd_number": 298422,
  "slug": "texas-capital-bank-private-wealth-advisors-dallas-tx-298422",
  "primary_business_name": "TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS",
  "legal_name": "TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC.",
  "dbas": [],
  "city": "Dallas",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2018-11-29",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-06-16",
  "carried_forward": false,
  "raum_total": 4190419999.0,
  "raum_discretionary": 3359970711.0,
  "raum_non_discretionary": 830449288.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 64,
  "advisory_employees": 39,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 232810996.0,
      "count": 58
    },
    "individuals": {
      "raum": 0.0,
      "count": 0
    },
    "banking_thrift": {
      "raum": 418040793.0,
      "count": 47
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 239867586.0,
      "count": 1
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 2177774667.0,
      "count": 501
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 1121925957.0,
      "count": 128
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "GA",
    "LA",
    "NC",
    "NM",
    "NV",
    "SC",
    "TN",
    "TX",
    "WA"
  ],
  "websites": [
    "https://texascapitalbank.com/etf-funds-management",
    "https://texascapitalbank.com/what-we-offer/private-wealth-solutions",
    "https://twitter.com/tcbcio"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298422",
  "city_as_filed": "DALLAS",
  "url": "https://advisorcensus.com/firm/texas-capital-bank-private-wealth-advisors-dallas-tx-298422",
  "display_name": "Texas Capital Bank Private Wealth Advisors",
  "summary": "Texas Capital Bank Private Wealth Advisors is an SEC-registered investment advisory firm in Dallas, TX, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 16, 2026.",
  "citation": "AdvisorCensus. Texas Capital Bank Private Wealth Advisors (CRD 298422): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Texas Capital Bank Private Wealth Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Texas Capital Bank Private Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Texas Capital Bank Private Wealth Advisors located?",
      "a": "Texas Capital Bank Private Wealth Advisors' principal office is in Dallas, TX, according to its Form ADV; the July 2026 filing also lists 5 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Texas Capital Bank Private Wealth Advisors registered with the SEC or a state?",
      "a": "Texas Capital Bank Private Wealth Advisors is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 298422."
    },
    {
      "q": "How much does Texas Capital Bank Private Wealth Advisors manage?",
      "a": "Texas Capital Bank Private Wealth Advisors reports $4,190,419,999 in regulatory assets under management in its Form ADV filing dated June 16, 2026 (80% discretionary)."
    },
    {
      "q": "How have Texas Capital Bank Private Wealth Advisors' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Texas Capital Bank Private Wealth Advisors: Regulatory assets under management: $1,653,309,422 in the October 2021 data and $4,190,419,999 in the October 2026 data, up 153%. Total employees: 30 in October 2021 and 64 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Texas Capital Bank Private Wealth Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (501); corporations or other businesses not listed above (128); charitable organizations (58)."
    },
    {
      "q": "Which custodians does Texas Capital Bank Private Wealth Advisors use?",
      "a": "Texas Capital Bank Private Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC, Pershing LLC and Raymond James & Associates, Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Texas Capital Bank Private Wealth Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/298422"
    },
    {
      "q": "Does Texas Capital Bank Private Wealth Advisors state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 16, 2026 says: \"The minimum account size for advisory services is $1 million, though the Adviser may permit smaller accounts in our sole discretion.\""
    },
    {
      "q": "What changed in Texas Capital Bank Private Wealth Advisors' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 80 to 39. Regulatory assets under management went from $3,471,701,060 to $4,190,419,999 (+21%). Registered or notice-filed in AZ, GA, NC, NM, NV, SC, TN, WA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1653309422.0,
      "total_employees": 30,
      "filing_date": "2021-03-03"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 2358876276.0,
      "total_employees": 41,
      "filing_date": "2022-05-12"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 3136388436.0,
      "total_employees": 65,
      "filing_date": "2023-08-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 3378463908.0,
      "total_employees": 66,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 3471701060.0,
      "total_employees": 101,
      "filing_date": "2025-06-09"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 4190419999.0,
      "total_employees": 64,
      "filing_date": "2026-06-16"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 80 to 39.",
        "Regulatory assets under management went from $3,471,701,060 to $4,190,419,999 (+21%).",
        "Registered or notice-filed in AZ, GA, NC, NM, NV, SC, TN, WA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 16, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The minimum account size for advisory services is $1 million, though the Adviser may permit smaller accounts in our sole discretion."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The minimum account size for advisory services is $1 million, though the Adviser may permit smaller accounts in our sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    },
    {
      "name": "Pershing LLC",
      "name_as_filed": "PERSHING LLC",
      "affiliated": false
    },
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/texas-capital-bank-private-wealth-advisors-dallas-tx-298422.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 501,
      "fewer_than_5": false,
      "raum": 2177774667.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 47,
      "fewer_than_5": false,
      "raum": 418040793.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 239867586.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 58,
      "fewer_than_5": false,
      "raum": 232810996.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 128,
      "fewer_than_5": false,
      "raum": 1121925957.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/298422",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}