# Tetley Investments, LLC

> Tetley Investments, LLC is an SEC-registered investment advisory firm in Park Ridge, IL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.

- CRD: 164130
- Filed as: TETLEY INVESTMENTS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Park Ridge, IL
- Filing period: October 2026
- Form ADV filing dated: March 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/164130
- AdvisorCensus page: https://advisorcensus.com/firm/tetley-investments-llc-park-ridge-il-164130

## Quick answers

**How is Tetley Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Tetley Investments, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Tetley Investments, LLC located?**
Tetley Investments, LLC's principal office is in Park Ridge, IL, according to its Form ADV.

**Is Tetley Investments, LLC registered with the SEC or a state?**
Tetley Investments, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 164130.

**How much does Tetley Investments, LLC manage?**
Tetley Investments, LLC reports $193,857,815 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (91% discretionary).

**How have Tetley Investments, LLC's assets and staff changed since 2021?**
In the Form ADV data for Tetley Investments, LLC: Regulatory assets under management: $129,198,424 in the October 2021 data and $193,857,815 in the October 2026 data, up 50%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tetley Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (118); individuals (other than high net worth individuals) (54).

**Which custodians does Tetley Investments, LLC use?**
Tetley Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Tetley Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164130

**Does Tetley Investments, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 2, 2026 says: "Tetley does not require a minimum account size or fee."

**What changed in Tetley Investments, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $173,270,267 to $193,857,815 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 2, 2026)

- Account minimum: None

> Tetley does not require a minimum account size or fee.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $193,857,815
- Discretionary: $175,558,514
- Non-discretionary: $18,299,301

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 54 | $83,777,156 |
| High net worth individuals | 118 | $110,080,659 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL, IN, MI, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [tetleyinvestments.com](https://tetleyinvestments.com)
- Facebook @tetleyinvestments.com
- LinkedIn @tetleyinvestments

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $129,198,424 | 3 | May 17, 2021 |
| October 2022 | $145,947,896 | 3 | February 7, 2022 |
| October 2023 | $131,784,934 | 3 | March 28, 2023 |
| October 2024 | $156,139,309 | 3 | February 13, 2024 |
| October 2025 | $173,270,267 | 3 | February 25, 2025 |
| October 2026 | $193,857,815 | 3 | March 2, 2026 |

Regulatory assets under management: $129,198,424 in the October 2021 data and $193,857,815 in the October 2026 data, up 50%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $173,270,267 to $193,857,815 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tetley Investments, LLC (CRD 164130): Form ADV filing data as of October 2026.