# Tepp Wealth Management

> Tepp Wealth Management is an SEC-registered investment advisory firm in Westfield, NJ, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 283899
- Filed as: TEPP WEALTH MANAGEMENT
- Legal name: Tepp RIA LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Westfield, NJ
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/283899
- AdvisorCensus page: https://advisorcensus.com/firm/tepp-wealth-management-westfield-nj-283899

## Quick answers

**How is Tepp Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Tepp Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Tepp Wealth Management charge?**
Its Form ADV Part 2A brochure dated March 26, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Tepp Wealth Management located?**
Tepp Wealth Management's principal office is in Westfield, NJ, according to its Form ADV.

**Is Tepp Wealth Management registered with the SEC or a state?**
Tepp Wealth Management is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 283899.

**How much does Tepp Wealth Management manage?**
Tepp Wealth Management reports $195,713,644 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (99% discretionary).

**How have Tepp Wealth Management's assets and staff changed since 2025?**
In the Form ADV data for Tepp Wealth Management: Regulatory assets under management: $145,912,219 in the October 2025 data and $195,713,644 in the October 2026 data, up 34%. Total employees: 5 in October 2025 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Tepp Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (97); high net worth individuals (52).

**Which custodians does Tepp Wealth Management use?**
Tepp Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Tepp Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283899

**Does Tepp Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 26, 2026 says: "Our Firm typically requires a minimum account size of $1,000,000 for advisory accounts." "Our Firm offers investment management services for an annual fee based on the amount of assets under management. Our maximum annual fee is 2.00%, and we have a minimum account size of $1,000,000."

**What changed in Tepp Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $145,912,219 to $195,713,644 (+34%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> Our maximum annual fee is 2.00%, and we have a minimum account size of $1,000,000.

- Account minimum: $1,000,000

> Our Firm typically requires a minimum account size of $1,000,000 for advisory accounts.

> Our Firm offers investment management services for an annual fee based on the amount of assets under management. Our maximum annual fee is 2.00%, and we have a minimum account size of $1,000,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $195,713,644
- Discretionary: $194,055,874
- Non-discretionary: $1,657,770

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 97 | $64,280,201 |
| High net worth individuals | 52 | $131,433,443 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (1 year)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- teppwealth.com
- LinkedIn @dave-tepp-cpa-pfs-mba-2824745

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $145,912,219 | 5 | March 18, 2025 |
| October 2026 | $195,713,644 | 6 | March 26, 2026 |

Regulatory assets under management: $145,912,219 in the October 2025 data and $195,713,644 in the October 2026 data, up 34%.
Total employees: 5 in October 2025 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $145,912,219 to $195,713,644 (+34%).

### December 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tepp Wealth Management (CRD 283899): Form ADV filing data as of October 2026.