# Teplitz Financial Group LLC

> Teplitz Financial Group LLC is an SEC-registered investment advisory firm in Old Bridge, NJ, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 8, 2026.

- CRD: 122038
- Filed as: TEPLITZ FINANCIAL GROUP LLC
- Also doing business as: DANIEL TEPLITZ & ASSOCIATES
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Old Bridge, NJ
- Filing period: October 2026
- Form ADV filing dated: September 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/122038
- AdvisorCensus page: https://advisorcensus.com/firm/teplitz-financial-group-llc-old-bridge-nj-122038

## Quick answers

**How is Teplitz Financial Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Teplitz Financial Group LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Teplitz Financial Group LLC located?**
Teplitz Financial Group LLC's principal office is in Old Bridge, NJ, according to its Form ADV.

**Is Teplitz Financial Group LLC registered with the SEC or a state?**
Teplitz Financial Group LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 122038.

**How much does Teplitz Financial Group LLC manage?**
Teplitz Financial Group LLC reports $131,696,552 in regulatory assets under management in its Form ADV filing dated September 8, 2026 (90% discretionary).

**How have Teplitz Financial Group LLC's assets and staff changed since 2022?**
In the Form ADV data for Teplitz Financial Group LLC: Regulatory assets under management: $111,922,453 in the October 2022 data and $131,696,552 in the October 2026 data, up 18%. Total employees: 3 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Teplitz Financial Group LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (121); high net worth individuals (47); pension and profit sharing plans (but not the plan participants or government pension plans) (20).

**Which custodians does Teplitz Financial Group LLC use?**
Teplitz Financial Group LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and SEI Investments Distribution Co. as custodians holding 10% or more of its separately managed account assets.

**Does Teplitz Financial Group LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/122038

**What changed in Teplitz Financial Group LLC's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- SEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $131,696,552
- Discretionary: $117,989,765
- Non-discretionary: $13,706,787

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 121 | $38,520,186 |
| High net worth individuals | 47 | $80,380,785 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 20 | $9,544,237 |
| Charitable organizations | Fewer than 5 | $450,744 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,800,600 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CT, FL, NJ, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- teplitzfinancial.com
- LinkedIn @9435054

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $111,922,453 | 3 | June 16, 2022 |
| October 2023 | $102,601,082 | 3 | June 20, 2023 |
| October 2024 | $106,897,365 | 2 | February 29, 2024 |
| October 2025 | $116,536,547 | 2 | March 13, 2025 |
| October 2026 | $131,696,552 | 2 | September 8, 2026 |

Regulatory assets under management: $111,922,453 in the October 2022 data and $131,696,552 in the October 2026 data, up 18%.
Total employees: 3 in October 2022 and 2 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Regulatory assets under management went from $116,536,547 to $131,696,552 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Teplitz Financial Group LLC (CRD 122038): Form ADV filing data as of October 2026.