{ "crd_number": 149101, "slug": "templeton-and-phillips-capital-management-llc-lookout-mountain-tn-149101", "primary_business_name": "TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC", "legal_name": "TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC", "dbas": [], "city": "Lookout Mountain", "state": "TN", "country": "United States", "cbsa_code": "16860", "metro": { "cbsa_code": "16860", "common_name": "Chattanooga", "msa_name": "Chattanooga, TN-GA", "path": "/advisors/tn/chattanooga" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2009-11-25", "years_registered": 16, "period": "2026-10-01", "filing_date": "2026-07-06", "carried_forward": false, "raum_total": 314151887.0, "raum_discretionary": 242523411.0, "raum_non_discretionary": 71628476.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 3, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 182840250.0, "count": 3 }, "high_net_worth_individuals": { "raum": 74223318.0, "count": 42 }, "pooled_investment_vehicles": { "raum": 57088319.0, "count": 2 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "GA", "TN" ], "websites": [ "https://facebook.com/TEMPLETONANDPHILLIPS", "https://linkedin.com/company/templeton-and-phillips-capital-management-llc", "https://templetonandphillips.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149101", "city_as_filed": "LOOKOUT MOUNTAIN", "url": "https://advisorcensus.com/firm/templeton-and-phillips-capital-management-llc-lookout-mountain-tn-149101", "display_name": "Templeton & Phillips Capital Management, LLC", "summary": "Templeton & Phillips Capital Management, LLC is an SEC-registered investment advisory firm in Lookout Mountain, TN, registered since 2009, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 6, 2026.", "citation": "AdvisorCensus. Templeton & Phillips Capital Management, LLC (CRD 149101): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Templeton & Phillips Capital Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Templeton & Phillips Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Templeton & Phillips Capital Management, LLC located?", "a": "Templeton & Phillips Capital Management, LLC's principal office is in Lookout Mountain, TN, according to its Form ADV." }, { "q": "Is Templeton & Phillips Capital Management, LLC registered with the SEC or a state?", "a": "Templeton & Phillips Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 149101." }, { "q": "How much does Templeton & Phillips Capital Management, LLC manage?", "a": "Templeton & Phillips Capital Management, LLC reports $314,151,887 in regulatory assets under management in its Form ADV filing dated July 6, 2026 (77% discretionary)." }, { "q": "How have Templeton & Phillips Capital Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Templeton & Phillips Capital Management, LLC: Regulatory assets under management: $165,628,425 in the October 2021 data and $314,151,887 in the October 2026 data, up 90%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Templeton & Phillips Capital Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (42); charitable organizations (3); pooled investment vehicles (other than investment companies and business development companies) (2)." }, { "q": "Which custodians does Templeton & Phillips Capital Management, LLC use?", "a": "Templeton & Phillips Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC and State Street Global Markets, LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Templeton & Phillips Capital Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149101" }, { "q": "What changed in Templeton & Phillips Capital Management, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $278,104,589 to $314,151,887 (+13%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 165628425.0, "total_employees": 2, "filing_date": "2021-03-04" }, { "period": "2022-10-01", "regulatory_assets_under_management": 170401910.0, "total_employees": 2, "filing_date": "2022-03-21" }, { "period": "2023-10-01", "regulatory_assets_under_management": 177714490.0, "total_employees": 3, "filing_date": "2023-04-24" }, { "period": "2024-10-01", "regulatory_assets_under_management": 202423580.0, "total_employees": 2, "filing_date": "2024-04-09" }, { "period": "2025-10-01", "regulatory_assets_under_management": 278104589.0, "total_employees": 3, "filing_date": "2025-05-01" }, { "period": "2026-10-01", "regulatory_assets_under_management": 314151887.0, "total_employees": 3, "filing_date": "2026-07-06" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $278,104,589 to $314,151,887 (+13%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false }, { "name": "State Street Global Markets, LLC", "name_as_filed": "STATE STREET GLOBAL MARKETS, LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/templeton-and-phillips-capital-management-llc-lookout-mountain-tn-149101.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 42, "fewer_than_5": false, "raum": 74223318.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 2, "fewer_than_5": false, "raum": 57088319.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 3, "fewer_than_5": false, "raum": 182840250.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149101", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }