{
  "crd_number": 158837,
  "slug": "tempered-investment-management-ltd-north-vancouver-british-columbia-158837",
  "primary_business_name": "TEMPERED INVESTMENT MANAGEMENT LTD.",
  "legal_name": "TEMPERED INVESTMENT MANAGEMENT LTD.",
  "dbas": [],
  "city": "North Vancouver, British Columbia",
  "state": null,
  "country": "Canada",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-05-19",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-09-24",
  "carried_forward": false,
  "raum_total": 127534000.0,
  "raum_discretionary": 127534000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "insurance_companies": {
      "raum": 2330000.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 11816000.0,
      "count": 3,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 97751000.0,
      "count": 3
    },
    "corporations_other_businesses": {
      "raum": 15637000.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://temperedinvestment.ca"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158837",
  "city_as_filed": "NORTH VANCOUVER, BRITISH COLUMBIA",
  "url": "https://advisorcensus.com/firm/tempered-investment-management-ltd-north-vancouver-british-columbia-158837",
  "display_name": "Tempered Investment Management Ltd.",
  "summary": "Tempered Investment Management Ltd. is an SEC-registered investment advisory firm in North Vancouver, British Columbia, Canada, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.",
  "citation": "AdvisorCensus. Tempered Investment Management Ltd. (CRD 158837): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Tempered Investment Management Ltd. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Tempered Investment Management Ltd. reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "How much does Tempered Investment Management Ltd. charge?",
      "a": "Its Form ADV Part 2A brochure dated September 29, 2025 states: Asset-based fee: 1% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Tempered Investment Management Ltd. located?",
      "a": "Tempered Investment Management Ltd.'s principal office is in North Vancouver, British Columbia, Canada, according to its Form ADV."
    },
    {
      "q": "Is Tempered Investment Management Ltd. registered with the SEC or a state?",
      "a": "Tempered Investment Management Ltd. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 158837."
    },
    {
      "q": "How much does Tempered Investment Management Ltd. manage?",
      "a": "Tempered Investment Management Ltd. reports $127,534,000 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (100% discretionary)."
    },
    {
      "q": "How have Tempered Investment Management Ltd.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Tempered Investment Management Ltd.: Regulatory assets under management: $382,150,000 in the October 2021 data and $127,534,000 in the October 2026 data, down 67%. Total employees: 6 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Tempered Investment Management Ltd. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (3); pooled investment vehicles (other than investment companies and business development companies) (3); insurance companies (1)."
    },
    {
      "q": "Which custodians does Tempered Investment Management Ltd. use?",
      "a": "Tempered Investment Management Ltd.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon and Nbin as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Tempered Investment Management Ltd. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158837"
    },
    {
      "q": "What changed in Tempered Investment Management Ltd.'s recent Form ADV filings?",
      "a": "In the October 2026 filing data: Employees performing advisory functions went from 2 to 1. Regulatory assets under management went from $162,429,000 to $127,534,000 (-21%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 382150000.0,
      "total_employees": 6,
      "filing_date": "2021-09-28"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 194094000.0,
      "total_employees": 5,
      "filing_date": "2022-09-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 181310000.0,
      "total_employees": 5,
      "filing_date": "2023-09-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 166651000.0,
      "total_employees": 5,
      "filing_date": "2024-09-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 166651000.0,
      "total_employees": 5,
      "filing_date": "2024-09-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 127534000.0,
      "total_employees": 4,
      "filing_date": "2026-09-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 1.",
        "Regulatory assets under management went from $162,429,000 to $127,534,000 (-21%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated September 29, 2025",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "1% to 1.5% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 1% to 1.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "The annual management fee ranges from 1.0% to 1.5% per annum. The variation in the annual management fees depends on the level of administration that is performed at TIML."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        1.0,
        1.5
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The annual management fee ranges from 1.0% to 1.5% per annum. The variation in the annual management fees depends on the level of administration that is performed at TIML."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "BNY Mellon",
      "name_as_filed": "BNY MELLON",
      "affiliated": false
    },
    {
      "name": "Nbin",
      "name_as_filed": "NBIN",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/tempered-investment-management-ltd-north-vancouver-british-columbia-158837.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 3,
      "fewer_than_5": true,
      "raum": 11816000.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 97751000.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 1,
      "fewer_than_5": true,
      "raum": 2330000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": true,
      "raum": 15637000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158837",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}