{ "crd_number": 156086, "slug": "tegesta-capital-llc-jupiter-fl-156086", "primary_business_name": "TEGESTA CAPITAL, LLC", "legal_name": "TEGESTA CAPITAL, LLC", "dbas": [], "city": "Jupiter", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2023-02-06", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-03-19", "carried_forward": false, "raum_total": 111055395.0, "raum_discretionary": 111012185.0, "raum_non_discretionary": 43210.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 1743569.0, "count": 11 }, "high_net_worth_individuals": { "raum": 109311826.0, "count": 50 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "FL" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156086", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "JUPITER", "url": "https://advisorcensus.com/firm/tegesta-capital-llc-jupiter-fl-156086", "display_name": "Tegesta Capital, LLC", "summary": "Tegesta Capital, LLC is a state-registered investment advisory firm in Jupiter, FL, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.", "citation": "AdvisorCensus. Tegesta Capital, LLC (CRD 156086): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Tegesta Capital, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Tegesta Capital, LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Tegesta Capital, LLC located?", "a": "Tegesta Capital, LLC's principal office is in Jupiter, FL, according to its Form ADV." }, { "q": "Is Tegesta Capital, LLC registered with the SEC or a state?", "a": "Tegesta Capital, LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 156086." }, { "q": "How much does Tegesta Capital, LLC manage?", "a": "Tegesta Capital, LLC reports $111,055,395 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary)." }, { "q": "How have Tegesta Capital, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Tegesta Capital, LLC: Regulatory assets under management: $109,717,067 in the October 2021 data and $111,055,395 in the October 2026 data, up 1%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Tegesta Capital, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (50); individuals (other than high net worth individuals) (11)." }, { "q": "Does Tegesta Capital, LLC report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/156086" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 109717067.0, "total_employees": 1, "filing_date": "2021-03-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 76268266.0, "total_employees": 1, "filing_date": "2022-06-23" }, { "period": "2026-10-01", "regulatory_assets_under_management": 111055395.0, "total_employees": 1, "filing_date": "2026-03-19" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/tegesta-capital-llc-jupiter-fl-156086.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 11, "fewer_than_5": false, "raum": 1743569.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 50, "fewer_than_5": false, "raum": 109311826.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156086", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }