# Tectonic Capital Advisors, LLC

> Tectonic Capital Advisors, LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 339604
- Filed as: TECTONIC CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/339604
- AdvisorCensus page: https://advisorcensus.com/firm/tectonic-capital-advisors-llc-houston-tx-339604

## Quick answers

**How is Tectonic Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Tectonic Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Tectonic Capital Advisors, LLC located?**
Tectonic Capital Advisors, LLC's principal office is in Houston, TX, according to its Form ADV.

**Is Tectonic Capital Advisors, LLC registered with the SEC or a state?**
Tectonic Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 339604.

**How much does Tectonic Capital Advisors, LLC manage?**
Tectonic Capital Advisors, LLC reports $154,408,708 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Tectonic Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (3).

**Does Tectonic Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339604

**Does Tectonic Capital Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated November 12, 2025 says: "We require a minimum of $1,000,000 to establish an advisory relationship with us. We reserve the right to waive or reduce our required minimum based on unique circumstances, special arrangements, or preexisting relationships."

**What changed in Tectonic Capital Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $0 to $154,408,708. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated November 12, 2025)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> We require a minimum of $1,000,000 to establish an advisory relationship with us. We reserve the right to waive or reduce our required minimum based on unique circumstances, special arrangements, or preexisting relationships.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $154,408,708
- Discretionary: $154,408,708
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 3 | $154,408,708 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2025 (0 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $0 to $154,408,708.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tectonic Capital Advisors, LLC (CRD 339604): Form ADV filing data as of October 2026.