# Techgen Financial

> Techgen Financial is a state-registered investment advisory firm in Sharon, MA, registered since 2009, with no regulatory assets under management reported in its Form ADV filing dated March 31, 2026.

- CRD: 151021
- Filed as: TECHGEN FINANCIAL
- Legal name: Stockton, Philip, Louis
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Sharon, MA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/151021
- AdvisorCensus page: https://advisorcensus.com/firm/techgen-financial-sharon-ma-151021

## Quick answers

**How is Techgen Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Techgen Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Techgen Financial located?**
Techgen Financial's principal office is in Sharon, MA, according to its Form ADV.

**Is Techgen Financial registered with the SEC or a state?**
Techgen Financial is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 151021.

**Does Techgen Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/151021

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2009 (17 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- techgenfinancial.com
- thelifestyleofyourdreams.com
- tloyd.com
- Facebook @The-Lifestyle-of-Your-Dreams-152815418124050
- LinkedIn @2327702
- X @TLOYD1

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Techgen Financial (CRD 151021): Form ADV filing data as of October 2026.