# Team Wealth & Tax Advisors

> Team Wealth & Tax Advisors is an SEC-registered investment advisory firm in Temecula, CA, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 309411
- Filed as: TEAM WEALTH & TAX ADVISORS
- Legal name: Team Financial Group, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Temecula, CA
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/309411
- AdvisorCensus page: https://advisorcensus.com/firm/team-wealth-and-tax-advisors-temecula-ca-309411

## Quick answers

**How is Team Wealth & Tax Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Team Wealth & Tax Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Team Wealth & Tax Advisors charge?**
Its Form ADV Part 2A brochure dated June 2, 2026 states: Flat fee: $2,200 (BASIC ESTATE PLANNING); Flat fee: $300 (each additional property/entity to be added to the estate plan). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Team Wealth & Tax Advisors located?**
Team Wealth & Tax Advisors' principal office is in Temecula, CA, according to its Form ADV.

**Is Team Wealth & Tax Advisors registered with the SEC or a state?**
Team Wealth & Tax Advisors is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 309411.

**How much does Team Wealth & Tax Advisors manage?**
Team Wealth & Tax Advisors reports $251,054,808 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary).

**How have Team Wealth & Tax Advisors' assets and staff changed since 2023?**
In the Form ADV data for Team Wealth & Tax Advisors: Regulatory assets under management: $102,267,120 in the October 2023 data and $251,054,808 in the October 2026 data, up 145%. Total employees: 8 in October 2023 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Team Wealth & Tax Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (287); high net worth individuals (79).

**Which custodians does Team Wealth & Tax Advisors use?**
Team Wealth & Tax Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Team Wealth & Tax Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309411

**Does Team Wealth & Tax Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated June 2, 2026 says: "TWTA requires a minimum of $ 300,000 to open an account. In certain instances, the minimum account size may be lowered or waived."

**What changed in Team Wealth & Tax Advisors' recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $185,822,369 to $233,266,621 (+26%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 2, 2026)

- Account minimum: $300,000 (the brochure says it may be waived or negotiated)

> TWTA requires a minimum of $ 300,000 to open an account. In certain instances, the minimum account size may be lowered or waived.

- Flat fee: $2,200 (BASIC ESTATE PLANNING)

> Fees are based on the complexity of your estate plan and a maximum flat fee of $2,200, plus $300 for each additional property/entity to be added to the estate plan.

- Flat fee: $300 (each additional property/entity to be added to the estate plan)

> Fees are based on the complexity of your estate plan and a maximum flat fee of $2,200, plus $300 for each additional property/entity to be added to the estate plan.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $251,054,808
- Discretionary: $251,054,808
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 287 | $109,903,861 |
| High net worth individuals | 79 | $140,218,717 |
| Charitable organizations | Fewer than 5 | $932,230 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2023 (3 years)
- Employees: 7 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, ID, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- g.co/kgs/d1f8fyQ
- nextdoor.com/pages/teamtax-professional-tax-preparation-services-temecula-ca
- wealthandtax.com
- yelp.com/biz/team-wealth-and-tax-advisors-temecula
- Facebook @teamtax
- Instagram @teamwealthtax
- LinkedIn @team-wealth-&-tax-advisors
- YouTube @teamwealthtax

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $102,267,120 | 8 | April 25, 2023 |
| October 2024 | $147,216,357 | 8 | May 15, 2024 |
| October 2025 | $185,822,369 | 7 | May 20, 2025 |
| October 2026 | $251,054,808 | 7 | June 2, 2026 |

Regulatory assets under management: $102,267,120 in the October 2023 data and $251,054,808 in the October 2026 data, up 145%.
Total employees: 8 in October 2023 and 7 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $185,822,369 to $233,266,621 (+26%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Team Wealth & Tax Advisors (CRD 309411): Form ADV filing data as of October 2026.