{
  "crd_number": 309411,
  "slug": "team-wealth-and-tax-advisors-temecula-ca-309411",
  "primary_business_name": "TEAM WEALTH & TAX ADVISORS",
  "legal_name": "TEAM FINANCIAL GROUP, LLC",
  "dbas": [],
  "city": "Temecula",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "40140",
  "metro": {
    "cbsa_code": "40140",
    "common_name": "Riverside",
    "msa_name": "Riverside-San Bernardino-Ontario, CA",
    "path": "/advisors/ca/riverside"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-03-10",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-06-02",
  "carried_forward": false,
  "raum_total": 251054808.0,
  "raum_discretionary": 251054808.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 7,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 932230.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 109903861.0,
      "count": 287
    },
    "high_net_worth_individuals": {
      "raum": 140218717.0,
      "count": 79
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "ID",
    "TX"
  ],
  "websites": [
    "https://facebook.com/teamtax",
    "https://g.co/kgs/d1f8fyQ",
    "https://instagram.com/teamwealthtax",
    "https://linkedin.com/company/team-wealth-&-tax-advisors",
    "https://nextdoor.com/pages/teamtax-professional-tax-preparation-services-temecula-ca?init_source=org_pages",
    "https://wealthandtax.com",
    "https://yelp.com/biz/team-wealth-and-tax-advisors-temecula?osq=team+wealth+%26+tax&override_cta=Request+a+consultation",
    "https://youtube.com/@teamwealthtax"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309411",
  "city_as_filed": "TEMECULA",
  "url": "https://advisorcensus.com/firm/team-wealth-and-tax-advisors-temecula-ca-309411",
  "display_name": "Team Wealth & Tax Advisors",
  "summary": "Team Wealth & Tax Advisors is an SEC-registered investment advisory firm in Temecula, CA, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 2, 2026.",
  "citation": "AdvisorCensus. Team Wealth & Tax Advisors (CRD 309411): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Team Wealth & Tax Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Team Wealth & Tax Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Team Wealth & Tax Advisors charge?",
      "a": "Its Form ADV Part 2A brochure dated June 2, 2026 states: Flat fee: $2,200 (BASIC ESTATE PLANNING); Flat fee: $300 (each additional property/entity to be added to the estate plan). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Team Wealth & Tax Advisors located?",
      "a": "Team Wealth & Tax Advisors' principal office is in Temecula, CA, according to its Form ADV."
    },
    {
      "q": "Is Team Wealth & Tax Advisors registered with the SEC or a state?",
      "a": "Team Wealth & Tax Advisors is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 309411."
    },
    {
      "q": "How much does Team Wealth & Tax Advisors manage?",
      "a": "Team Wealth & Tax Advisors reports $251,054,808 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary)."
    },
    {
      "q": "How have Team Wealth & Tax Advisors' assets and staff changed since 2023?",
      "a": "In the Form ADV data for Team Wealth & Tax Advisors: Regulatory assets under management: $102,267,120 in the October 2023 data and $251,054,808 in the October 2026 data, up 145%. Total employees: 8 in October 2023 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Team Wealth & Tax Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (287); high net worth individuals (79)."
    },
    {
      "q": "Which custodians does Team Wealth & Tax Advisors use?",
      "a": "Team Wealth & Tax Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Team Wealth & Tax Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309411"
    },
    {
      "q": "Does Team Wealth & Tax Advisors state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 2, 2026 says: \"TWTA requires a minimum of $ 300,000 to open an account. In certain instances, the minimum account size may be lowered or waived.\""
    },
    {
      "q": "What changed in Team Wealth & Tax Advisors' recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $185,822,369 to $233,266,621 (+26%)."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 102267120.0,
      "total_employees": 8,
      "filing_date": "2023-04-25"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 147216357.0,
      "total_employees": 8,
      "filing_date": "2024-05-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 185822369.0,
      "total_employees": 7,
      "filing_date": "2025-05-20"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 251054808.0,
      "total_employees": 7,
      "filing_date": "2026-06-02"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $185,822,369 to $233,266,621 (+26%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 2, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$300,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $2,200 (BASIC ESTATE PLANNING)",
      "Flat fee: $300 (each additional property/entity to be added to the estate plan)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $300,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "TWTA requires a minimum of $ 300,000 to open an account. In certain instances, the minimum account size may be lowered or waived."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $2,200 (BASIC ESTATE PLANNING)"
        ],
        "quotes": [
          "Fees are based on the complexity of your estate plan and a maximum flat fee of $2,200, plus $300 for each additional property/entity to be added to the estate plan."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $300 (each additional property/entity to be added to the estate plan)"
        ],
        "quotes": [
          "Fees are based on the complexity of your estate plan and a maximum flat fee of $2,200, plus $300 for each additional property/entity to be added to the estate plan."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 300000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": 2200.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "BASIC ESTATE PLANNING"
        },
        {
          "kind": "flat",
          "amount": 300.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "each additional property/entity to be added to the estate plan"
        }
      ]
    },
    "quotes": [
      "TWTA requires a minimum of $ 300,000 to open an account. In certain instances, the minimum account size may be lowered or waived.",
      "Fees are based on the complexity of your estate plan and a maximum flat fee of $2,200, plus $300 for each additional property/entity to be added to the estate plan.",
      "Fees are based on the complexity of your estate plan and a maximum flat fee of $2,200, plus $300 for each additional property/entity to be added to the estate plan."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/team-wealth-and-tax-advisors-temecula-ca-309411.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 287,
      "fewer_than_5": false,
      "raum": 109903861.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 79,
      "fewer_than_5": false,
      "raum": 140218717.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 932230.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309411",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}