# Tdirection Asset Management

> Tdirection Asset Management is a state-registered investment advisory firm in San Francisco, CA, registered since 2017, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 8, 2026.

- CRD: 285730
- Filed as: TDIRECTION ASSET MANAGEMENT
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: San Francisco, CA
- Filing period: October 2026
- Form ADV filing dated: January 8, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/285730
- AdvisorCensus page: https://advisorcensus.com/firm/tdirection-asset-management-san-francisco-ca-285730

## Quick answers

**How is Tdirection Asset Management compensated?**
On its Form ADV (Item 5.E, October 2026), Tdirection Asset Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Tdirection Asset Management located?**
Tdirection Asset Management's principal office is in San Francisco, CA, according to its Form ADV.

**Is Tdirection Asset Management registered with the SEC or a state?**
Tdirection Asset Management is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 285730.

**How much does Tdirection Asset Management manage?**
Tdirection Asset Management reports $20,000,000 in regulatory assets under management in its Form ADV filing dated January 8, 2026 (100% discretionary).

**What types of clients does Tdirection Asset Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (19); high net worth individuals (4).

**Does Tdirection Asset Management report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/285730

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $20,000,000
- Discretionary: $20,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 19 | $11,000,000 |
| High net worth individuals | 4 | $9,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/285730

### Websites listed on Form ADV (Item 1.I)
- tdirection.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Tdirection Asset Management (CRD 285730): Form ADV filing data as of October 2026.