{
  "crd_number": 285730,
  "slug": "tdirection-asset-management-san-francisco-ca-285730",
  "primary_business_name": "TDIRECTION ASSET MANAGEMENT",
  "legal_name": "TDIRECTION ASSET MANAGEMENT",
  "dbas": [],
  "city": "San Francisco",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41860",
  "metro": {
    "cbsa_code": "41860",
    "common_name": "San Francisco",
    "msa_name": "San Francisco-Oakland-Fremont, CA",
    "path": "/advisors/ca/san-francisco"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2017-05-03",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-01-08",
  "carried_forward": false,
  "raum_total": 20000000.0,
  "raum_discretionary": 20000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 11000000.0,
      "count": 19
    },
    "high_net_worth_individuals": {
      "raum": 9000000.0,
      "count": 4,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 3,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://tdirection.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285730",
  "disclosure_items": [
    {
      "item": "11.A(2)",
      "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?"
    },
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "SAN FRANCISCO",
  "url": "https://advisorcensus.com/firm/tdirection-asset-management-san-francisco-ca-285730",
  "display_name": "Tdirection Asset Management",
  "summary": "Tdirection Asset Management is a state-registered investment advisory firm in San Francisco, CA, registered since 2017, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 8, 2026.",
  "citation": "AdvisorCensus. Tdirection Asset Management (CRD 285730): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Tdirection Asset Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Tdirection Asset Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "Where is Tdirection Asset Management located?",
      "a": "Tdirection Asset Management's principal office is in San Francisco, CA, according to its Form ADV."
    },
    {
      "q": "Is Tdirection Asset Management registered with the SEC or a state?",
      "a": "Tdirection Asset Management is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 285730."
    },
    {
      "q": "How much does Tdirection Asset Management manage?",
      "a": "Tdirection Asset Management reports $20,000,000 in regulatory assets under management in its Form ADV filing dated January 8, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Tdirection Asset Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (19); high net worth individuals (4)."
    },
    {
      "q": "Does Tdirection Asset Management report any disciplinary disclosures?",
      "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/285730"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/tdirection-asset-management-san-francisco-ca-285730.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 19,
      "fewer_than_5": false,
      "raum": 11000000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 4,
      "fewer_than_5": true,
      "raum": 9000000.0
    }
  ],
  "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285730",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}